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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISTB icon
151
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$1.39M 0.14%
29,487
+25,169
+583% +$1.18M
HD icon
152
Home Depot
HD
$337B
$1.38M 0.14%
4,680
-787
-14% -$241K
ILMN icon
153
Illumina
ILMN
$28.7B
$1.37M 0.14%
6,070
-45
-0.7% -$9.21K
TFI icon
154
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$1.36M 0.14%
28,945
+1,600
+6% +$74.1K
MCD icon
155
McDonald's
MCD
$192B
$1.34M 0.14%
4,785
-752
-14% -$201K
REGN icon
156
Regeneron Pharmaceuticals
REGN
$70.9B
$1.34M 0.14%
1,625
-112
-6% -$84.5K
VT icon
157
Vanguard Total World Stock ETF
VT
$76.1B
$1.31M 0.13%
14,183
+945
+7% +$85.6K
CSCO icon
158
Cisco
CSCO
$446B
$1.28M 0.13%
24,527
-3,002
-11% -$147K
T icon
159
AT&T
T
$167B
$1.27M 0.13%
65,881
+5,967
+10% +$114K
CMCSA icon
160
Comcast
CMCSA
$81.7B
$1.23M 0.13%
32,575
-9,906
-23% -$375K
ORCL icon
161
Oracle
ORCL
$344B
$1.23M 0.13%
13,287
-7,497
-36% -$657K
EMR icon
162
Emerson Electric
EMR
$82.4B
$1.21M 0.12%
13,891
-4,393
-24% -$384K
HFWA icon
163
Heritage Financial
HFWA
$1.23B
$1.18M 0.12%
55,306
– –
OEF icon
164
iShares S&P 100 ETF
OEF
$19.8B
$1.18M 0.12%
6,303
-210
-3% -$37.7K
MMM icon
165
3M
MMM
$91.1B
$1.17M 0.12%
13,329
-1,668
-11% -$157K
UNP icon
166
Union Pacific
UNP
$179B
$1.15M 0.12%
5,722
-2,877
-33% -$583K
INTC icon
167
Intel
INTC
$448B
$1.14M 0.12%
34,890
-4,758
-12% -$135K
VGT icon
168
Vanguard Information Technology ETF
VGT
$137B
$1.13M 0.11%
23,456
-3,144
-12% -$139K
PEP icon
169
PepsiCo
PEP
$191B
$1.11M 0.11%
6,067
-3,586
-37% -$627K
FREL icon
170
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$1.1M 0.11%
44,177
+275
+0.6% +$7.1K
JNK icon
171
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.1M 0.11%
11,840
-1,354
-10% -$124K
ADP icon
172
Automatic Data Processing
ADP
$102B
$1.1M 0.11%
4,920
+745
+18% +$168K
XLY icon
173
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.5B
$1.08M 0.11%
14,510
-3,596
-20% -$258K
SCHF icon
174
Schwab International Equity ETF
SCHF
$65.5B
$1.08M 0.11%
62,350
-55,160
-47% -$944K
VSS icon
175
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$1.05M 0.11%
9,630
-10,644
-53% -$1.16M
5 6
7
8 9

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.