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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKK icon
151
ARK Innovation ETF
ARKK
$5.89B
$1.92M 0.15%
20,241
+3,623
+22% +$396K
IYE icon
152
iShares US Energy ETF
IYE
$1.74B
$1.89M 0.15%
62,843
-58
-0.1% -$1.78K
XLV icon
153
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$1.89M 0.15%
13,416
+9,781
+269% +$1.3M
MELI icon
154
Mercado Libre
MELI
$91.3B
$1.89M 0.15%
1,400
+150
+12% +$211K
BLOK icon
155
Amplify Blockchain Technology ETF
BLOK
$1.1B
$1.89M 0.15%
46,969
+4,747
+11% +$247K
HAIL icon
156
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$20.9M
$1.89M 0.15%
34,137
-922
-3% -$53.6K
CZA icon
157
Invesco Zacks Mid-Cap ETF
CZA
$188M
$1.85M 0.15%
19,241
+6
+0% +$562
BLV icon
158
Vanguard Long-Term Bond ETF
BLV
$5.75B
$1.83M 0.14%
+17,757
New +$1.84M
ORCL icon
159
Oracle
ORCL
$331B
$1.82M 0.14%
20,869
+1,719
+9% +$161K
IUSV icon
160
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.81M 0.14%
23,750
+3,423
+17% +$254K
ISTB icon
161
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$1.79M 0.14%
35,543
+207
+0.6% +$10.5K
PEP icon
162
PepsiCo
PEP
$186B
$1.78M 0.14%
10,223
+1,854
+22% +$303K
ABNB icon
163
Airbnb
ABNB
$83.7B
$1.77M 0.14%
10,660
+311
+3% +$54.8K
ABT icon
164
Abbott
ABT
$180B
$1.76M 0.14%
12,538
+816
+7% +$104K
GILD icon
165
Gilead Sciences
GILD
$161B
$1.76M 0.14%
24,193
+8,340
+53% +$574K
INTC icon
166
Intel
INTC
$466B
$1.75M 0.14%
34,033
+1,564
+5% +$80K
IVE icon
167
iShares S&P 500 Value ETF
IVE
$48.9B
$1.72M 0.14%
10,955
+1,403
+15% +$213K
NKE icon
168
Nike
NKE
$61.9B
$1.67M 0.13%
10,029
-1,718
-15% -$283K
JNK icon
169
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.67M 0.13%
15,351
+112
+0.7% +$12.1K
WM icon
170
Waste Management
WM
$95.9B
$1.65M 0.13%
9,880
+1,371
+16% +$220K
FUTY icon
171
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.65M 0.13%
35,525
-1,157
-3% -$50.5K
EMR icon
172
Emerson Electric
EMR
$82.9B
$1.64M 0.13%
17,669
+38
+0.2% +$3.58K
MGK icon
173
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$1.63M 0.13%
31,310
-3,725
-11% -$189K
ASML icon
174
ASML
ASML
$675B
$1.6M 0.13%
2,016
+262
+15% +$208K
IBM icon
175
IBM
IBM
$202B
$1.59M 0.13%
11,886
+1,644
+16% +$206K
5 6
7
8 9

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.