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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
151
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.67M 0.15%
15,239
+427
+3% +$46.8K
EMR icon
152
Emerson Electric
EMR
$82.9B
$1.66M 0.15%
17,631
– –
MGK icon
153
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$1.65M 0.15%
35,035
-630
-2% -$30.5K
IEFA icon
154
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.64M 0.15%
22,094
+10,112
+84% +$769K
XLI icon
155
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.63M 0.15%
16,639
+12,208
+276% +$1.25M
UNP icon
156
Union Pacific
UNP
$183B
$1.63M 0.15%
8,300
+58
+0.7% +$12.5K
AAXJ icon
157
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$1.61M 0.15%
18,986
-1,677
-8% -$148K
RITM icon
158
Rithm Capital
RITM
$5.09B
$1.61M 0.15%
146,162
+4,238
+3% +$43.5K
TMO icon
159
Thermo Fisher Scientific
TMO
$211B
$1.6M 0.15%
2,808
+1,388
+98% +$762K
UPS icon
160
United Parcel Service
UPS
$97.6B
$1.59M 0.14%
8,722
+178
+2% +$35.1K
ARKF icon
161
ARK Blockchain & Fintech Innovation ETF
ARKF
$718M
$1.54M 0.14%
31,198
+4,026
+15% +$210K
UBER icon
162
Uber
UBER
$134B
$1.54M 0.14%
34,291
+4,074
+13% +$178K
FUTY icon
163
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.51M 0.14%
36,682
+9,237
+34% +$398K
ISRG icon
164
Intuitive Surgical
ISRG
$121B
$1.5M 0.14%
4,515
+3,039
+206% +$1.02M
VEEV icon
165
Veeva Systems
VEEV
$30.3B
$1.49M 0.14%
+5,170
New +$1.64M
XLC icon
166
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$1.48M 0.13%
18,437
+15,414
+510% +$1.28M
V icon
167
Visa
V
$677B
$1.46M 0.13%
6,547
+302
+5% +$70.8K
IUSV icon
168
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.44M 0.13%
20,327
+16,650
+453% +$1.21M
ABBV icon
169
AbbVie
ABBV
$458B
$1.42M 0.13%
13,203
+161
+1% +$18.4K
HFWA icon
170
Heritage Financial
HFWA
$1.24B
$1.41M 0.13%
55,306
– –
IVE icon
171
iShares S&P 500 Value ETF
IVE
$48.9B
$1.39M 0.13%
9,552
-37,063
-80% -$5.52M
ABT icon
172
Abbott
ABT
$180B
$1.39M 0.13%
11,722
-158
-1% -$19.4K
IXG icon
173
iShares Global Financials ETF
IXG
$655M
$1.37M 0.12%
17,471
-6,341
-27% -$497K
IEMG icon
174
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$1.37M 0.12%
22,119
+3,741
+20% +$238K
IYW icon
175
iShares US Technology ETF
IYW
$23.7B
$1.37M 0.12%
13,492
+641
+5% +$66.9K
5 6
7
8 9

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.