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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
151
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$850K 0.15%
51,019
+4,770
+10% +$78.5K
EQM
152
DELISTED
EQM Midstream Partners, LP
EQM
$845K 0.15%
28,244
+10,292
+57% +$286K
SLB icon
153
SLB Ltd
SLB
$69.4B
$834K 0.14%
+20,746
New +$741K
BMY icon
154
Bristol-Myers Squibb
BMY
$123B
$821K 0.14%
12,795
+1,253
+11% +$71.8K
IVE icon
155
iShares S&P 500 Value ETF
IVE
$48.6B
$810K 0.14%
6,226
-345
-5% -$42.9K
TFI icon
156
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.08B
$808K 0.14%
15,977
– –
EMR icon
157
Emerson Electric
EMR
$76.5B
$805K 0.14%
10,560
-546
-5% -$39.3K
EPD icon
158
Enterprise Products Partners
EPD
$83.9B
$805K 0.14%
28,601
+3,537
+14% +$95.9K
IBB icon
159
iShares Biotechnology ETF
IBB
$9.23B
$802K 0.14%
6,658
+9
+0.1% +$1K
SCHG icon
160
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$801K 0.14%
68,968
– –
SCHV
161
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$773K 0.13%
38,559
– –
IGSB icon
162
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$772K 0.13%
14,395
+3,861
+37% +$207K
NVDA icon
163
NVIDIA
NVDA
$4.92T
$771K 0.13%
131,160
-19,360
-13% -$101K
LQD icon
164
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35B
$770K 0.13%
6,020
-184
-3% -$23.4K
MCD icon
165
McDonald's
MCD
$190B
$768K 0.13%
3,884
-67
-2% -$13.3K
IXUS icon
166
iShares Core MSCI Total International Stock ETF
IXUS
$57.2B
$760K 0.13%
12,273
+250
+2% +$15K
NKE icon
167
Nike
NKE
$64.5B
$760K 0.13%
7,499
+29
+0.4% +$2.73K
TLT icon
168
iShares 20+ Year Treasury Bond ETF
TLT
$42.5B
$760K 0.13%
5,608
-85
-1% -$11.8K
IYW icon
169
iShares US Technology ETF
IYW
$24.1B
$753K 0.13%
12,948
+2,600
+25% +$141K
NLY icon
170
Annaly Capital Management
NLY
$16.6B
$746K 0.13%
19,810
+2,304
+13% +$84K
BYND icon
171
Beyond Meat
BYND
$306M
$743K 0.13%
9,827
+857
+10% +$79.5K
TAN icon
172
Invesco Solar ETF
TAN
$1.51B
$741K 0.13%
24,067
-15,743
-40% -$455K
GIS icon
173
General Mills
GIS
$20.1B
$732K 0.13%
13,662
+1,170
+9% +$61.6K
XPH icon
174
State Street SPDR S&P Pharmaceuticals ETF
XPH
$463M
$718K 0.12%
15,728
+633
+4% +$25.1K
TSM icon
175
TSMC
TSM
$2.09T
$712K 0.12%
12,261
+806
+7% +$42.8K
5 6
7
8 9

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.