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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$502M
AUM Growth
+$38.7M
Cap. Flow
+$22.9M
Cap. Flow %
4.55%
Top 10 Hldgs %
27.02%
Holding
389
New
33
Increased
159
Reduced
119
Closed
9

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.08M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$2.05M
3
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.95M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.55M
5
VTV icon
Vanguard Value ETF
VTV
+$1.27M

Top Sells

Rank Stock Value
1
IHI icon
iShares US Medical Devices ETF
IHI
+$1.74M
2
BND icon
Vanguard Total Bond Market
BND
+$826K
3
AAPL icon
Apple
AAPL
+$662K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$500K
5
CY
Cypress Semiconductor
CY
+$358K

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 6.05%
3 Industrials 4.74%
4 Consumer Discretionary 4.47%
5 Communication Services 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
151
Enterprise Products Partners
EPD
$83.9B
$723K 0.14%
25,031
+33
+0.1% +$951
SCHG icon
152
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$717K 0.14%
68,968
+1,760
+3% +$17.9K
ET icon
153
Energy Transfer Partners
ET
$70B
$707K 0.14%
50,205
-10,569
-17% -$156K
SCHV
154
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$703K 0.14%
37,593
– –
XPH icon
155
State Street SPDR S&P Pharmaceuticals ETF
XPH
$465M
$677K 0.13%
17,004
+749
+5% +$29.5K
SMMV icon
156
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$288M
$672K 0.13%
20,168
+905
+5% +$29.7K
ORCL icon
157
Oracle
ORCL
$351B
$671K 0.13%
11,775
-40
-0.3% -$2.16K
IWB icon
158
iShares Russell 1000 ETF
IWB
$47.9B
$667K 0.13%
4,096
+1,500
+58% +$240K
EQM
159
DELISTED
EQM Midstream Partners, LP
EQM
$665K 0.13%
14,893
+1,447
+11% +$65.1K
EMD
160
Western Asset Emerging Markets Debt Fund
EMD
$622M
$663K 0.13%
46,315
-6,720
-13% -$93.2K
NLY icon
161
Annaly Capital Management
NLY
$16.6B
$661K 0.13%
18,097
+59
+0.3% +$2.25K
GIS icon
162
General Mills
GIS
$20.1B
$655K 0.13%
12,481
-350
-3% -$18.1K
ETN icon
163
Eaton
ETN
$155B
$643K 0.13%
7,723
+754
+11% +$61K
NFLX icon
164
Netflix
NFLX
$284B
$637K 0.13%
17,330
+3,180
+22% +$115K
NVDA icon
165
NVIDIA
NVDA
$4.9T
$636K 0.13%
155,040
+26,200
+20% +$109K
DD icon
166
DuPont de Nemours
DD
$18.3B
$618K 0.12%
6,562
-2,787
-30% -$333K
ANIP icon
167
ANI Pharmaceuticals
ANIP
$1.78B
$613K 0.12%
7,459
-440
-6% -$31.3K
IQ icon
168
iQIYI
IQ
$1.2B
$613K 0.12%
29,708
+15,173
+104% +$314K
C icon
169
Citigroup
C
$216B
$610K 0.12%
8,712
+639
+8% +$42.8K
PPL
170
PPL Corp
PPL
$26.7B
$607K 0.12%
19,565
+282
+1% +$8.74K
IVE icon
171
iShares S&P 500 Value ETF
IVE
$48.6B
$597K 0.12%
5,122
+801
+19% +$91.8K
NKE icon
172
Nike
NKE
$64.1B
$597K 0.12%
7,109
+346
+5% +$29.1K
OUNZ icon
173
VanEck Merk Gold Trust
OUNZ
$2.48B
$593K 0.12%
42,890
-525
-1% -$6.74K
BRX icon
174
Brixmor Property Group
BRX
$9.91B
$591K 0.12%
33,060
+175
+0.5% +$3.14K
HASI icon
175
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.82B
$585K 0.12%
20,768
-95
-0.5% -$2.52K
5 6
7
8 9

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NWAM LLC's Q2 2019 Portfolio in Review

As of Q2 2019, NWAM LLC held 389 positions worth $502M, up 8.3% from $464M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $22.9M of net new capital in Q2 2019, opening 33 new positions and adding to 159 existing holdings. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $826K trimmed.

  • NWAM LLC's largest Q2 2019 buy was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.
  • NWAM LLC added most to iShares Russell 2000 ETF in Q2 2019, an estimated $2.08M increase.
  • NWAM LLC's biggest Q2 2019 reduction was Vanguard Total Bond Market, cutting an estimated $826K.
  • NWAM LLC fully exited iShares US Medical Devices ETF in Q2 2019, selling an estimated $1.74M.
  • NWAM LLC's ten largest holdings make up 27% of its $502M portfolio in Q2 2019.
  • NWAM LLC opened 33 new positions and closed 9 in Q2 2019.
  • NWAM LLC's portfolio value rose 8.3% quarter-over-quarter to $502M.

Based on NWAM LLC's 13F filing for Q2 2019, filed 18 Jul 2019.