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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAM
151
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$481K 0.15%
41,416
– –
ETN icon
152
Eaton
ETN
$157B
$479K 0.15%
6,459
-120
-2% -$8.52K
BGT icon
153
BlackRock Floating Rate Income Trust
BGT
$319M
$478K 0.15%
33,470
+120
+0.4% +$1.73K
DSL
154
DoubleLine Income Solutions Fund
DSL
$1.22B
$474K 0.14%
23,600
+2,660
+13% +$52.6K
MNE
155
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$472K 0.14%
34,300
+7,300
+27% +$98.9K
PEP icon
156
PepsiCo
PEP
$184B
$469K 0.14%
4,197
+981
+31% +$105K
KMI icon
157
Kinder Morgan
KMI
$72.8B
$463K 0.14%
21,283
-202
-0.9% -$4.42K
TFI icon
158
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.08B
$454K 0.14%
9,477
+2,400
+34% +$114K
IVOG icon
159
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.62B
$451K 0.14%
+7,660
New +$445K
GGB icon
160
Gerdau
GGB
$9.17B
$446K 0.14%
162,818
+1,291
+0.8% +$4.01K
SCHP icon
161
Schwab US TIPS ETF
SCHP
$16.4B
$442K 0.13%
15,904
+702
+5% +$19.4K
UNH icon
162
UnitedHealth
UNH
$383B
$440K 0.13%
2,683
+32
+1% +$5.24K
SLB icon
163
SLB Ltd
SLB
$70B
$438K 0.13%
5,611
-2,019
-26% -$165K
COLB icon
164
Columbia Banking Systems
COLB
$9.51B
$434K 0.13%
11,124
+4
+0% +$161
YPF icon
165
YPF
YPF
$19.5B
$433K 0.13%
17,832
+500
+3% +$10.8K
KYN icon
166
Kayne Anderson Energy Infrastructure Fund
KYN
$2.51B
$431K 0.13%
20,545
+1,878
+10% +$38.7K
GPP
167
DELISTED
Green Plains Partners LP
GPP
$429K 0.13%
21,365
+25
+0.1% +$499
MMT
168
Aberdeen Multi-Market Income Fund
MMT
$243M
$416K 0.13%
68,003
+347
+0.5% +$2.12K
IWB icon
169
iShares Russell 1000 ETF
IWB
$48.2B
$410K 0.13%
3,127
+1
+0% +$130
F icon
170
Ford
F
$56B
$405K 0.12%
34,836
-13,007
-27% -$162K
JCI icon
171
Johnson Controls International
JCI
$85.4B
$405K 0.12%
9,619
+126
+1% +$5.33K
COP icon
172
ConocoPhillips
COP
$142B
$403K 0.12%
8,089
+301
+4% +$14.5K
SO icon
173
Southern Company
SO
$107B
$395K 0.12%
7,926
+1,325
+20% +$65.5K
SCHV
174
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$393K 0.12%
23,760
-960
-4% -$15.8K
WMT icon
175
Walmart Inc
WMT
$896B
$392K 0.12%
16,317
+5,262
+48% +$121K
5 6
7
8 9

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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.