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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNE
151
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$416K 0.03%
27,000
– –
ORCL icon
152
Oracle
ORCL
$352B
$414K 0.03%
10,550
+4,936
+88% +$201K
HPI
153
John Hancock Preferred Income Fund
HPI
$433M
$411K 0.03%
18,300
+850
+5% +$19.4K
MMT
154
Aberdeen Multi-Market Income Fund
MMT
$244M
$410K 0.03%
67,306
+333
+0.5% +$2.04K
SCHV
155
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$403K 0.03%
26,535
-2,115
-7% -$32.3K
AXP icon
156
American Express
AXP
$240B
$401K 0.03%
+6,264
New +$402K
BHK icon
157
BlackRock Core Bond Trust
BHK
$656M
$400K 0.03%
28,150
– –
VGSH icon
158
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$399K 0.03%
6,516
+408
+7% +$25K
NFLX icon
159
Netflix
NFLX
$284B
$398K 0.03%
40,420
+3,080
+8% +$29.4K
AMBA icon
160
Ambarella
AMBA
$2.79B
$397K 0.03%
5,399
-100
-2% -$6.26K
PEP icon
161
PepsiCo
PEP
$184B
$396K 0.03%
3,636
+817
+29% +$88K
MA icon
162
Mastercard
MA
$483B
$392K 0.03%
3,853
+793
+26% +$76K
KEY icon
163
KeyCorp
KEY
$25.1B
$386K 0.03%
31,720
– –
SO icon
164
Southern Company
SO
$107B
$385K 0.03%
7,507
+1,761
+31% +$92.7K
VCSH icon
165
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$383K 0.03%
4,756
+20
+0.4% +$1.61K
GGB icon
166
Gerdau
GGB
$9.13B
$380K 0.03%
176,164
+810
+0.5% +$1.63K
RY icon
167
Royal Bank of Canada
RY
$293B
$380K 0.03%
+6,128
New +$377K
PX
168
DELISTED
Praxair Inc
PX
$380K 0.03%
+3,142
New +$372K
SCHP icon
169
Schwab US TIPS ETF
SCHP
$16.4B
$375K 0.03%
13,122
+934
+8% +$26.5K
OXY icon
170
Occidental Petroleum
OXY
$55.1B
$373K 0.03%
+5,117
New +$383K
UNH icon
171
UnitedHealth
UNH
$384B
$372K 0.03%
2,657
+1,139
+75% +$160K
GGN
172
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$745M
$367K 0.03%
57,550
+2,400
+4% +$15.7K
PM icon
173
Philip Morris
PM
$299B
$367K 0.03%
3,776
+508
+16% +$50.9K
COP icon
174
ConocoPhillips
COP
$142B
$363K 0.03%
8,353
-205
-2% -$8.52K
KYN icon
175
Kayne Anderson Energy Infrastructure Fund
KYN
$2.5B
$361K 0.03%
17,484
-817
-4% -$16K
5 6
7
8 9

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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.