NL

NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+0.87%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$278M
AUM Growth
+$23.9M
Cap. Flow
+$18.4M
Cap. Flow %
6.61%
Top 10 Hldgs %
26.6%
Holding
303
New
45
Increased
142
Reduced
52
Closed
22

Top Buys

1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$2.53M
2
CRHM
CRH Medical Corporation
CRHM
$2.09M
3
AAPL icon
Apple
AAPL
$1.54M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$1.35M
5
PG icon
Procter & Gamble
PG
$1.27M

Top Sells

1
FLC
Flaherty & Crumrine Total Return Fund
FLC
$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
$688K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
$616K

Sector Composition

1 Technology 9.59%
2 Financials 6.39%
3 Industrials 4.85%
4 Energy 4.52%
5 Consumer Discretionary 4.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BHK icon
151
BlackRock Core Bond Trust
BHK
$707M
$400K 0.03%
28,150
– –
VGSH icon
152
Vanguard Short-Term Treasury ETF
VGSH
$22.9B
$399K 0.03%
6,516
+408
+7% +$25K
NFLX icon
153
Netflix
NFLX
$529B
$398K 0.03%
4,042
+308
+8% +$30.3K
AMBA icon
154
Ambarella
AMBA
$3.54B
$397K 0.03%
5,399
-100
-2% -$7.35K
PEP icon
155
PepsiCo
PEP
$200B
$396K 0.03%
3,636
+817
+29% +$89K
MA icon
156
Mastercard
MA
$528B
$392K 0.03%
3,853
+793
+26% +$80.7K
KEY icon
157
KeyCorp
KEY
$20.8B
$386K 0.03%
31,720
– –
SO icon
158
Southern Company
SO
$101B
$385K 0.03%
7,507
+1,761
+31% +$90.3K
VCSH icon
159
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$383K 0.03%
4,756
+20
+0.4% +$1.61K
GGB icon
160
Gerdau
GGB
$6.39B
$380K 0.03%
176,164
+810
+0.5% +$1.75K
RY icon
161
Royal Bank of Canada
RY
$204B
$380K 0.03%
+6,128
New +$380K
PX
162
DELISTED
Praxair Inc
PX
$380K 0.03%
+3,142
New +$380K
SCHP icon
163
Schwab US TIPS ETF
SCHP
$14B
$375K 0.03%
13,122
+934
+8% +$26.7K
OXY icon
164
Occidental Petroleum
OXY
$45.2B
$373K 0.03%
+5,117
New +$373K
UNH icon
165
UnitedHealth
UNH
$286B
$372K 0.03%
2,657
+1,139
+75% +$159K
GGN
166
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$749M
$367K 0.03%
57,550
+2,400
+4% +$15.3K
PM icon
167
Philip Morris
PM
$251B
$367K 0.03%
3,776
+508
+16% +$49.4K
COP icon
168
ConocoPhillips
COP
$116B
$363K 0.03%
8,353
-205
-2% -$8.91K
KYN icon
169
Kayne Anderson Energy Infrastructure Fund
KYN
$2.08B
$361K 0.03%
17,484
-817
-4% -$16.9K
DMO
170
Western Asset Mortgage Opportunity Fund
DMO
$136M
$360K 0.03%
15,074
– –
ISCV icon
171
iShares Morningstar Small-Cap Value ETF
ISCV
$530M
$351K 0.03%
+8,070
New +$351K
V icon
172
Visa
V
$666B
$349K 0.03%
4,223
+1,393
+49% +$115K
ANFI
173
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$349K 0.03%
42,100
+3,350
+9% +$27.8K
KG
174
Kestrel Group, Ltd.
KG
$200M
$348K 0.03%
1,372
+42
+3% +$10.7K
TWTR
175
DELISTED
Twitter, Inc.
TWTR
$346K 0.03%
15,028
+3,545
+31% +$81.6K
5 6
7
8 9