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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$255M
AUM Growth
+$2.15M
Cap. Flow
-$7.72M
Cap. Flow %
-3.03%
Top 10 Hldgs %
27.48%
Holding
273
New
20
Increased
76
Reduced
121
Closed
21

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$609K
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$567K
3
BND icon
Vanguard Total Bond Market
BND
+$438K
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$416K
5
OEF icon
iShares S&P 100 ETF
OEF
+$406K

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.55M
2
CRHM
CRH Medical Corporation
CRHM
+$1.81M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.25M
4
XOM icon
ExxonMobil
XOM
+$797K
5
RITM icon
Rithm Capital
RITM
+$740K

Sector Composition

Rank Sector Weight
1 Technology 8.14%
2 Financials 5.68%
3 Industrials 4.64%
4 Communication Services 4.12%
5 Consumer Discretionary 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
151
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$346K 0.14%
52,792
– –
SCHP icon
152
Schwab US TIPS ETF
SCHP
$16.5B
$344K 0.14%
12,188
+340
+3% +$9.45K
NFLX icon
153
Netflix
NFLX
$290B
$342K 0.13%
37,340
+500
+1% +$4.8K
KMI icon
154
Kinder Morgan
KMI
$71.9B
$341K 0.13%
18,196
-7,091
-28% -$126K
VTI icon
155
Vanguard Total Stock Market ETF
VTI
$658B
$340K 0.13%
3,174
-335
-10% -$35.5K
LUMN icon
156
Lumen
LUMN
$6.47B
$337K 0.13%
11,608
-651
-5% -$19K
PM icon
157
Philip Morris
PM
$301B
$332K 0.13%
3,268
+122
+4% +$12.2K
KG
158
Kestrel Group
KG
$72M
$326K 0.13%
1,330
-71
-5% -$18K
ABT icon
159
Abbott
ABT
$175B
$325K 0.13%
8,279
+100
+1% +$3.98K
IJJ icon
160
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$319K 0.13%
+4,990
New +$314K
AFL icon
161
Aflac
AFL
$63.5B
$317K 0.12%
8,790
-662
-7% -$22.6K
JWN
162
DELISTED
Nordstrom
JWN
$317K 0.12%
8,333
+666
+9% +$29.6K
APU
163
DELISTED
AmeriGas Partners, L.P.
APU
$317K 0.12%
6,795
+9
+0.1% +$395
MQT
164
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$314K 0.12%
21,685
– –
XLK icon
165
State Street Technology Select Sector SPDR ETF
XLK
$114B
$313K 0.12%
14,424
-2,300
-14% -$49.9K
EVG
166
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$312K 0.12%
23,105
+127
+0.6% +$1.71K
CMS icon
167
CMS Energy
CMS
$22.8B
$311K 0.12%
6,781
-550
-8% -$23.1K
GASS icon
168
StealthGas
GASS
$317M
$309K 0.12%
81,750
-3,450
-4% -$14.6K
SO icon
169
Southern Company
SO
$107B
$308K 0.12%
5,746
-286
-5% -$14.4K
EPD icon
170
Enterprise Products Partners
EPD
$82.6B
$306K 0.12%
10,456
-793
-7% -$21.3K
WTRG icon
171
Essential Utilities
WTRG
$11.3B
$300K 0.12%
8,423
-515
-6% -$16.8K
SCTY
172
CALL
DELISTED
SolarCity Corporation
SCTY
$300K 0.12%
+6,000
New +$148K
PEP icon
173
PepsiCo
PEP
$187B
$299K 0.12%
2,819
+50
+2% +$5.16K
VSS icon
174
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$297K 0.12%
3,193
+412
+15% +$39K
MSD
175
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$295K 0.12%
31,845
– –
5 6
7
8 9

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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NWAM LLC's Q2 2016 Portfolio in Review

As of Q2 2016, NWAM LLC held 273 positions worth $255M, up 0.85% from $252M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $7.72M in Q2 2016, closing 21 positions and reducing 121 holdings. Its most notable exit was CRH Medical Corporation, an estimated $1.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in iShares Biotechnology ETF worth $582K.

  • NWAM LLC's largest Q2 2016 buy was iShares Biotechnology ETF: 6,786 shares worth $582K.
  • NWAM LLC added most to Vanguard Total Bond Market in Q2 2016, an estimated $438K increase.
  • NWAM LLC's biggest Q2 2016 reduction was Berkshire Hathaway Class B, cutting an estimated $2.55M.
  • NWAM LLC fully exited CRH Medical Corporation in Q2 2016, selling an estimated $1.81M.
  • NWAM LLC's ten largest holdings make up 27% of its $255M portfolio in Q2 2016.
  • NWAM LLC opened 20 new positions and closed 21 in Q2 2016.
  • NWAM LLC's portfolio value rose 0.85% quarter-over-quarter to $255M.

Based on NWAM LLC's 13F filing for Q2 2016, filed 5 Aug 2016.