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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$252M
AUM Growth
+$7.28M
Cap. Flow
-$8.96M
Cap. Flow %
-3.55%
Top 10 Hldgs %
27.77%
Holding
282
New
23
Increased
80
Reduced
122
Closed
29

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$1.09M
2
VUG icon
Vanguard Growth ETF
VUG
+$1.05M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$836K
4
BA icon
Boeing
BA
+$827K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$746K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$11.6M
2
PG icon
Procter & Gamble
PG
+$1.3M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$754K
4
GE icon
GE Aerospace
GE
+$715K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$642K

Sector Composition

Rank Sector Weight
1 Technology 8.83%
2 Financials 5.89%
3 Industrials 4.74%
4 Communication Services 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMO icon
151
Bank of Montreal
BMO
$125B
$363K 0.14%
5,988
+253
+4% +$13.9K
KG
152
Kestrel Group
KG
$74.9M
$363K 0.14%
1,401
-259
-16% -$67.2K
NKE icon
153
Nike
NKE
$64.5B
$362K 0.14%
5,892
-303
-5% -$18.3K
WY icon
154
Weyerhaeuser
WY
$17.3B
$347K 0.14%
+11,212
New +$299K
SCHG icon
155
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$346K 0.14%
52,792
+4,552
+9% +$28.2K
AMTX icon
156
Aemetis
AMTX
$103M
$344K 0.14%
+168,606
New +$332K
DMO
157
Western Asset Mortgage Opportunity Fund
DMO
$122M
$343K 0.14%
15,074
– –
ABT icon
158
Abbott
ABT
$177B
$342K 0.14%
8,179
-1,253
-13% -$49.6K
COLB icon
159
Columbia Banking Systems
COLB
$9.5B
$331K 0.13%
11,068
+9
+0.1% +$264
SCHP icon
160
Schwab US TIPS ETF
SCHP
$16.4B
$329K 0.13%
11,848
+2,644
+29% +$71.5K
YPF icon
161
YPF
YPF
$19.8B
$328K 0.13%
18,332
-500
-3% -$8.29K
SO icon
162
Southern Company
SO
$106B
$312K 0.12%
6,032
-903
-13% -$44K
CMS icon
163
CMS Energy
CMS
$22.5B
$311K 0.12%
7,331
-1,006
-12% -$39.4K
ANFI
164
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$311K 0.12%
31,850
+2,950
+10% +$31.1K
PM icon
165
Philip Morris
PM
$300B
$309K 0.12%
3,146
-436
-12% -$40K
EVG
166
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$307K 0.12%
22,978
-1,021
-4% -$13.3K
MQT
167
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$303K 0.12%
21,685
-23,200
-52% -$316K
GASS icon
168
StealthGas
GASS
$321M
$301K 0.12%
85,200
-350
-0.4% -$1.07K
AXP icon
169
American Express
AXP
$240B
$300K 0.12%
4,898
+29
+0.6% +$1.69K
SPY icon
170
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$300K 0.12%
+1,500
New +$293K
VWO icon
171
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$299K 0.12%
8,657
+164
+2% +$5.14K
AFL icon
172
Aflac
AFL
$63.2B
$298K 0.12%
9,452
-1,744
-16% -$51.8K
C icon
173
Citigroup
C
$216B
$297K 0.12%
7,105
+2,504
+54% +$105K
SCZ icon
174
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$296K 0.12%
5,943
+23
+0.4% +$1.08K
APU
175
DELISTED
AmeriGas Partners, L.P.
APU
$295K 0.12%
6,786
-456
-6% -$18.1K
5 6
7
8 9

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PAIM
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SFI
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NWAM LLC's Q1 2016 Portfolio in Review

As of Q1 2016, NWAM LLC held 282 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC withdrew a net $8.96M in Q1 2016, closing 29 positions and reducing 122 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $754K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Credit Strategies Income Fund worth $874K.

  • NWAM LLC's largest Q1 2016 buy was Nuveen Credit Strategies Income Fund: 110,505 shares worth $874K.
  • NWAM LLC added most to Vanguard Value ETF in Q1 2016, an estimated $1.09M increase.
  • NWAM LLC's biggest Q1 2016 reduction was Alibaba, cutting an estimated $11.6M.
  • NWAM LLC fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $754K.
  • NWAM LLC's ten largest holdings make up 28% of its $252M portfolio in Q1 2016.
  • NWAM LLC opened 23 new positions and closed 29 in Q1 2016.
  • NWAM LLC's portfolio value rose 3% quarter-over-quarter to $252M.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.