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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$245M
AUM Growth
+$125M
Cap. Flow
+$132M
Cap. Flow %
54.03%
Top 10 Hldgs %
27.24%
Holding
269
New
125
Increased
68
Reduced
62
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$13.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.95M
3
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.3M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M
5
BND icon
Vanguard Total Bond Market
BND
+$4.66M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$797K
2
DAL icon
Delta Air Lines
DAL
+$402K
3
UNH icon
UnitedHealth
UNH
+$389K
4
MSFT icon
Microsoft
MSFT
+$324K
5
CVX icon
Chevron
CVX
+$236K

Sector Composition

Rank Sector Weight
1 Technology 9.33%
2 Financials 6.1%
3 Industrials 5.42%
4 Consumer Discretionary 4.36%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
151
American Express
AXP
$223B
$333K 0.14%
4,869
+869
+22% +$63.2K
SOR
152
Source Capital
SOR
$369M
$329K 0.13%
4,965
-35
-0.7% -$2.38K
AFL icon
153
Aflac
AFL
$63.9B
$328K 0.13%
11,196
-804
-7% -$25K
DOC icon
154
Healthpeak Properties
DOC
$15.4B
$325K 0.13%
+9,325
New +$312K
BMO icon
155
Bank of Montreal
BMO
$125B
$324K 0.13%
5,735
+735
+15% +$42.3K
SO icon
156
Southern Company
SO
$110B
$324K 0.13%
6,935
-65
-0.9% -$2.95K
EVG
157
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$322K 0.13%
+23,999
New +$318K
PDP icon
158
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$322K 0.13%
7,780
-220
-3% -$9.23K
KMI icon
159
Kinder Morgan
KMI
$73.1B
$320K 0.13%
21,475
+1,475
+7% +$35.1K
SCHG icon
160
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$319K 0.13%
+48,240
New +$322K
PEP icon
161
PepsiCo
PEP
$186B
$317K 0.13%
3,293
+293
+10% +$29.2K
PM icon
162
Philip Morris
PM
$301B
$315K 0.13%
3,582
-418
-10% -$36.3K
MDT icon
163
Medtronic
MDT
$107B
$312K 0.13%
+4,059
New +$306K
WTRG icon
164
Essential Utilities
WTRG
$11.2B
$312K 0.13%
10,477
+477
+5% +$13.7K
LUMN icon
165
Lumen
LUMN
$6.53B
$311K 0.13%
12,359
-641
-5% -$17.2K
CMS icon
166
CMS Energy
CMS
$23.1B
$301K 0.12%
8,337
+337
+4% +$12K
ARCC icon
167
Ares Capital
ARCC
$13.5B
$299K 0.12%
20,988
+988
+5% +$15K
BBLU
168
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$299K 0.12%
597,238
-19,762
-3% -$12.4K
SCZ icon
169
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$296K 0.12%
+5,920
New +$296K
YPF icon
170
YPF
YPF
$20.2B
$296K 0.12%
18,832
+2,832
+18% +$51.8K
GASS icon
171
StealthGas
GASS
$328M
$293K 0.12%
85,550
+4,550
+6% +$18.2K
AMBA icon
172
Ambarella
AMBA
$2.99B
$287K 0.12%
+5,149
New +$290K
SBS icon
173
Sabesp
SBS
$19.7B
$285K 0.12%
319,627
-46,486
-13% -$41.8K
RTX icon
174
RTX Corp
RTX
$287B
$284K 0.12%
4,695
-72
-2% -$4.36K
VWO icon
175
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$278K 0.11%
+8,493
New +$292K
5 6
7
8 9

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NWAM LLC's Q4 2015 Portfolio in Review

As of Q4 2015, NWAM LLC held 269 positions worth $245M, up 103% from $121M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $132M of net new capital in Q4 2015, opening 125 new positions and adding to 68 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $797K trimmed.

  • NWAM LLC's largest Q4 2015 buy was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.
  • NWAM LLC added most to Alibaba in Q4 2015, an estimated $13.2M increase.
  • NWAM LLC's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $797K.
  • NWAM LLC fully exited Delta Air Lines in Q4 2015, selling an estimated $402K.
  • NWAM LLC's ten largest holdings make up 27% of its $245M portfolio in Q4 2015.
  • NWAM LLC opened 125 new positions and closed 10 in Q4 2015.
  • NWAM LLC's portfolio value rose 103% quarter-over-quarter to $245M.

Based on NWAM LLC's 13F filing for Q4 2015, filed 12 Feb 2016.