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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$121M
AUM Growth
-$119M
Cap. Flow
-$107M
Cap. Flow %
-88.89%
Top 10 Hldgs %
43.77%
Holding
253
New
4
Increased
30
Reduced
42
Closed
109

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$937K
2
DAL icon
Delta Air Lines
DAL
+$404K
3
KHC icon
Kraft Heinz
KHC
+$226K
4
ANFI
AMIRA NATURE FOODS LTD
ANFI
+$157K
5
PG icon
Procter & Gamble
PG
+$150K

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$8.7M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.63M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.71M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.33M
5
BND icon
Vanguard Total Bond Market
BND
+$4.27M

Sector Composition

Rank Sector Weight
1 Technology 16.23%
2 Financials 9.91%
3 Industrials 9.83%
4 Consumer Discretionary 7.51%
5 Communication Services 6.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHK icon
151
BlackRock Core Bond Trust
BHK
$642M
– –
-16,000
Closed -$196K
BKD icon
152
Brookdale Senior Living
BKD
$3.62B
– –
-9,000
Closed -$297K
BKLN icon
153
Invesco Senior Loan ETF
BKLN
$7.1B
– –
-33,000
Closed -$784K
BND icon
154
Vanguard Total Bond Market
BND
$157B
– –
-53,000
Closed -$4.27M
BNDX icon
155
Vanguard Total International Bond ETF
BNDX
$82B
– –
-16,000
Closed -$840K
BSV icon
156
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-36,000
Closed -$2.85M
BTZ icon
157
BlackRock Credit Allocation Income Trust
BTZ
$927M
– –
-686,000
Closed -$8.7M
CHY
158
Calamos Convertible and High Income Fund
CHY
$1.03B
– –
-11,000
Closed -$149K
CSQ icon
159
Calamos Strategic Total Return Fund
CSQ
$3.21B
– –
-15,000
Closed -$163K
DJP icon
160
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
– –
-14,000
Closed -$399K
DMO
161
Western Asset Mortgage Opportunity Fund
DMO
$119M
– –
-14,000
Closed -$342K
DSL
162
DoubleLine Income Solutions Fund
DSL
$1.21B
– –
-28,000
Closed -$563K
DSU icon
163
BlackRock Debt Strategies Fund
DSU
$591M
– –
-7,000
Closed -$77K
DVY icon
164
iShares Select Dividend ETF
DVY
$24B
– –
-10,000
Closed -$746K
EAD
165
Allspring Income Opportunities Fund
EAD
$372M
– –
-13,000
Closed -$107K
EEM icon
166
iShares MSCI Emerging Markets ETF
EEM
$28B
– –
-22,000
Closed -$889K
EFA icon
167
iShares MSCI EAFE ETF
EFA
$76.4B
– –
-36,000
Closed -$2.27M
EMB icon
168
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-9,000
Closed -$1M
EMD
169
Western Asset Emerging Markets Debt Fund
EMD
$609M
– –
-89,000
Closed -$1.33M
EMR icon
170
Emerson Electric
EMR
$82.9B
– –
-5,000
Closed -$264K
ENX
171
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
– –
-13,000
Closed -$160K
EPD icon
172
Enterprise Products Partners
EPD
$83.8B
– –
-7,000
Closed -$223K
ERC
173
Allspring Multi-Sector Income Fund
ERC
$255M
– –
-451,000
Closed -$5.71M
EVG
174
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
– –
-24,000
Closed -$329K
EWZ icon
175
iShares MSCI Brazil ETF
EWZ
$9.05B
– –
-26,000
Closed -$866K
5 6
7
8 9

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NWAM LLC's Q3 2015 Portfolio in Review

As of Q3 2015, NWAM LLC held 253 positions worth $121M, down 50% from $239M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NWAM LLC withdrew a net $107M in Q3 2015, closing 109 positions and reducing 42 holdings. Its most notable exit was BlackRock Credit Allocation Income Trust, an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in CRH Medical Corporation worth $828K.

  • NWAM LLC's largest Q3 2015 buy was CRH Medical Corporation: 259,000 shares worth $828K.
  • NWAM LLC added most to Procter & Gamble in Q3 2015, an estimated $150K increase.
  • NWAM LLC's biggest Q3 2015 reduction was Apple, cutting an estimated $2.23M.
  • NWAM LLC fully exited BlackRock Credit Allocation Income Trust in Q3 2015, selling an estimated $8.7M.
  • NWAM LLC's ten largest holdings make up 44% of its $121M portfolio in Q3 2015.
  • NWAM LLC opened 4 new positions and closed 109 in Q3 2015.
  • NWAM LLC's portfolio value fell 50% quarter-over-quarter to $121M.

Based on NWAM LLC's 13F filing for Q3 2015, filed 17 Nov 2015.