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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$281M
AUM Growth
-$40.6M
Cap. Flow
-$30.8M
Cap. Flow %
-10.95%
Top 10 Hldgs %
24.08%
Holding
324
New
24
Increased
147
Reduced
106
Closed
28

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.72M
2
BBLU
BLUE EARTH, INC. COMMON STOCK
BBLU
+$1.85M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.77M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M
5
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.18M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$5.31M
2
BAC icon
Bank of America
BAC
+$3.26M
3
INTC icon
Intel
INTC
+$2.82M
4
O icon
Realty Income
O
+$2.36M
5
APU
AmeriGas Partners, L.P.
APU
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 8.17%
2 Financials 6.7%
3 Energy 5.79%
4 Industrials 5.51%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
151
Realty Income
O
$60.8B
$422K 0.15%
10,683
-55,355
-84% -$2.36M
VBR icon
152
Vanguard Small-Cap Value ETF
VBR
$36.9B
$413K 0.15%
4,145
-16
-0.4% -$1.66K
LO
153
DELISTED
LORILLARD INC COM STK
LO
$410K 0.15%
6,851
+52
+0.8% +$3.15K
EQNR icon
154
Equinor
EQNR
$89.7B
$404K 0.14%
14,883
+303
+2% +$8.75K
LLY icon
155
Eli Lilly
LLY
$1.03T
$403K 0.14%
6,216
-100
-2% -$6.33K
BIDU icon
156
Baidu
BIDU
$37.6B
$402K 0.14%
1,840
-61
-3% -$12.9K
KO icon
157
Coca-Cola
KO
$351B
$402K 0.14%
9,429
-735
-7% -$30.4K
APU
158
DELISTED
AmeriGas Partners, L.P.
APU
$401K 0.14%
8,786
-47,768
-84% -$2.18M
DIS icon
159
Walt Disney
DIS
$167B
$398K 0.14%
4,467
-476
-10% -$42K
ETP
160
DELISTED
Energy Transfer Partners L.p.
ETP
$390K 0.14%
6,096
+81
+1% +$4.68K
HOG icon
161
Harley-Davidson
HOG
$2.91B
$388K 0.14%
6,660
+355
+6% +$22.7K
MFC icon
162
Manulife Financial
MFC
$70.9B
$386K 0.14%
20,039
-210
-1% -$4.22K
UNH icon
163
UnitedHealth
UNH
$385B
$386K 0.14%
4,479
-463
-9% -$39.1K
COLB icon
164
Columbia Banking Systems
COLB
$9.5B
$383K 0.14%
15,436
-1,371
-8% -$35.4K
SBS icon
165
Sabesp
SBS
$20.2B
$382K 0.14%
242,702
-4,940
-2% -$8.93K
NMFC icon
166
New Mountain Finance
NMFC
$661M
$378K 0.13%
25,700
– –
CVC
167
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$376K 0.13%
21,451
+170
+0.8% +$3.15K
TRQ
168
DELISTED
Turquoise Hill Resources Ltd
TRQ
$372K 0.13%
9,944
– –
MNE
169
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$371K 0.13%
27,000
– –
WFC icon
170
Wells Fargo
WFC
$262B
$370K 0.13%
7,138
-6,683
-48% -$344K
CLX icon
171
Clorox
CLX
$11.6B
$362K 0.13%
3,774
-378
-9% -$34.2K
HPI
172
John Hancock Preferred Income Fund
HPI
$433M
$358K 0.13%
17,875
+850
+5% +$17.1K
NKE icon
173
Nike
NKE
$64.1B
$358K 0.13%
14,990
-4,496
-23% -$178K
MU icon
174
Micron Technology
MU
$991B
$349K 0.12%
10,197
+1,295
+15% +$41.9K
POM
175
DELISTED
PEPCO HOLDINGS, INC.
POM
$349K 0.12%
13,036
+9
+0.1% +$245
5 6
7
8 9

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NWAM LLC's Q3 2014 Portfolio in Review

As of Q3 2014, NWAM LLC held 324 positions worth $281M, down 13% from $321M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $30.8M in Q3 2014, closing 28 positions and reducing 106 holdings. Its most notable exit was AMERN STRATEGIC INCM PORTF II, an estimated $1.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 9.8% a quarter earlier, followed by Financials and Energy.

Against the trend, NWAM LLC opened a new position in BLUE EARTH, INC. COMMON STOCK worth $2.17M.

  • NWAM LLC's largest Q3 2014 buy was BLUE EARTH, INC. COMMON STOCK: 576,119 shares worth $2.17M.
  • NWAM LLC added most to Starbucks in Q3 2014, an estimated $4.72M increase.
  • NWAM LLC's biggest Q3 2014 reduction was Microsoft, cutting an estimated $5.31M.
  • NWAM LLC fully exited AMERN STRATEGIC INCM PORTF II in Q3 2014, selling an estimated $1.22M.
  • NWAM LLC's ten largest holdings make up 24% of its $281M portfolio in Q3 2014.
  • NWAM LLC opened 24 new positions and closed 28 in Q3 2014.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $281M.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.