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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$206M
AUM Growth
+$8.06M
Cap. Flow
-$14.2M
Cap. Flow %
-6.9%
Top 10 Hldgs %
23.6%
Holding
224
New
16
Increased
76
Reduced
112
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.27M
2
VTV icon
Vanguard Value ETF
VTV
+$1.15M
3
S
Sprint Corporation
S
+$1.02M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$953K
5
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$685K

Top Sells

Rank Stock Value
1
EPC icon
Edgewell Personal Care
EPC
+$13.7M
2
SBUX icon
Starbucks
SBUX
+$1.33M
3
AAPL icon
Apple
AAPL
+$1.15M
4
FON
SPRINT CORP FON COM
FON
+$965K
5
VB icon
Vanguard Small-Cap ETF
VB
+$657K

Sector Composition

Rank Sector Weight
1 Technology 11.88%
2 Financials 10.12%
3 Industrials 6.79%
4 Consumer Discretionary 5.92%
5 Healthcare 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMJ
151
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$236K 0.11%
5,298
+232
+5% +$10.7K
TIBX
152
DELISTED
TIBCO SOFTWARE INC
TIBX
$236K 0.11%
9,224
-1,801
-16% -$43K
BCE icon
153
BCE
BCE
$19.9B
$235K 0.11%
5,340
+190
+4% +$7.91K
BDJ icon
154
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$235K 0.11%
31,239
+369
+1% +$2.83K
ARCC icon
155
Ares Capital
ARCC
$13.5B
$234K 0.11%
13,514
-71
-0.5% -$1.24K
NTAP icon
156
NetApp
NTAP
$32.9B
$234K 0.11%
5,486
-702
-11% -$29.2K
STJ
157
DELISTED
St Jude Medical
STJ
$234K 0.11%
4,359
-765
-15% -$39.4K
RWX icon
158
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$232K 0.11%
5,510
-308
-5% -$12.6K
ITRI icon
159
Itron
ITRI
$3.73B
$230K 0.11%
5,373
-51
-0.9% -$2.09K
IJR icon
160
iShares Core S&P Small-Cap ETF
IJR
$109B
$229K 0.11%
4,584
-64
-1% -$3.09K
SDY icon
161
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$229K 0.11%
3,316
-132
-4% -$9.11K
COLB icon
162
Columbia Banking Systems
COLB
$8.81B
$223K 0.11%
9,008
-337
-4% -$8.27K
CSX icon
163
CSX Corp
CSX
$98.6B
$221K 0.11%
25,746
-2,829
-10% -$23.7K
GILD icon
164
Gilead Sciences
GILD
$161B
$220K 0.11%
3,494
-791
-18% -$47.3K
MAS icon
165
Masco
MAS
$16B
$218K 0.11%
11,645
-1,070
-8% -$19.1K
HD icon
166
Home Depot
HD
$332B
$216K 0.1%
2,841
+59
+2% +$4.55K
KO icon
167
Coca-Cola
KO
$354B
$211K 0.1%
5,569
+310
+6% +$12.3K
STIP icon
168
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$211K 0.1%
2,086
-10
-0.5% -$1.01K
MDLZ icon
169
Mondelez International
MDLZ
$77.7B
$210K 0.1%
6,669
-676
-9% -$21K
GSK icon
170
GSK
GSK
$103B
$209K 0.1%
3,326
-12
-0.4% -$772
VLO icon
171
Valero Energy
VLO
$89.8B
$209K 0.1%
6,131
+110
+2% +$3.89K
CMS icon
172
CMS Energy
CMS
$23.1B
$205K 0.1%
7,774
+244
+3% +$6.63K
MFC icon
173
Manulife Financial
MFC
$72.6B
$205K 0.1%
12,349
-416
-3% -$7.1K
PEP icon
174
PepsiCo
PEP
$186B
$203K 0.1%
2,550
+72
+3% +$5.92K
KMB icon
175
Kimberly-Clark
KMB
$36.4B
$200K 0.1%
2,217
+58
+3% +$5.37K
5 6
7
8 9

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NWAM LLC's Q3 2013 Portfolio in Review

As of Q3 2013, NWAM LLC held 224 positions worth $206M, up 4.1% from $198M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $14.2M in Q3 2013, closing 17 positions and reducing 112 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $965K position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Sprint Corporation worth $965K.

  • NWAM LLC's largest Q3 2013 buy was Sprint Corporation: 155,159 shares worth $965K.
  • NWAM LLC added most to Microsoft in Q3 2013, an estimated $1.27M increase.
  • NWAM LLC's biggest Q3 2013 reduction was Edgewell Personal Care, cutting an estimated $13.7M.
  • NWAM LLC fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $965K.
  • NWAM LLC's ten largest holdings make up 24% of its $206M portfolio in Q3 2013.
  • NWAM LLC opened 16 new positions and closed 17 in Q3 2013.
  • NWAM LLC's portfolio value rose 4.1% quarter-over-quarter to $206M.

Based on NWAM LLC's 13F filing for Q3 2013, filed 9 Sep 2016.