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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGK icon
126
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$2.01M 0.16%
38,710
+18,875
+95% +$916K
GE icon
127
GE Aerospace
GE
$367B
$2M 0.16%
19,606
+1,630
+9% +$151K
GEHC icon
128
GE HealthCare
GEHC
$27.6B
$1.99M 0.16%
25,732
-14,816
-37% -$1.04M
ARKK icon
129
ARK Innovation ETF
ARKK
$5.69B
$1.98M 0.16%
37,814
+699
+2% +$30.3K
VRTX icon
130
Vertex Pharmaceuticals
VRTX
$121B
$1.98M 0.16%
4,862
+11
+0.2% +$4.06K
OEF icon
131
iShares S&P 100 ETF
OEF
$19.8B
$1.93M 0.16%
8,661
+3,425
+65% +$720K
DISV icon
132
Dimensional International Small Cap Value ETF
DISV
$4.85B
$1.92M 0.15%
74,569
+2,006
+3% +$48.2K
IGSB icon
133
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$1.91M 0.15%
37,249
+12,272
+49% +$616K
VTNR
134
DELISTED
Vertex Energy, Inc
VTNR
$1.9M 0.15%
561,377
+45,001
+9% +$177K
INTC icon
135
Intel
INTC
$466B
$1.89M 0.15%
37,667
+7,551
+25% +$307K
XLC icon
136
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$1.86M 0.15%
25,626
+1,548
+6% +$107K
UNH icon
137
UnitedHealth
UNH
$382B
$1.84M 0.15%
3,503
+155
+5% +$82.7K
SCHZ icon
138
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.83M 0.15%
78,440
+6,334
+9% +$142K
PFE icon
139
Pfizer
PFE
$140B
$1.81M 0.15%
62,705
-1,831
-3% -$55.4K
EMR icon
140
Emerson Electric
EMR
$82.9B
$1.77M 0.14%
18,230
+5,260
+41% +$482K
SUB icon
141
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.77M 0.14%
16,802
+12,616
+301% +$1.31M
IUSB icon
142
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$1.77M 0.14%
38,444
-14,203
-27% -$628K
ADP icon
143
Automatic Data Processing
ADP
$100B
$1.74M 0.14%
7,484
-99
-1% -$23.1K
SLV icon
144
iShares Silver Trust
SLV
$28.1B
$1.72M 0.14%
78,767
-29,907
-28% -$637K
COWZ icon
145
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$1.7M 0.14%
32,719
+4,029
+14% +$200K
TLT icon
146
iShares 20+ Year Treasury Bond ETF
TLT
$42.6B
$1.69M 0.14%
17,120
-3,462
-17% -$313K
MRK icon
147
Merck
MRK
$324B
$1.69M 0.14%
15,503
-538
-3% -$55.8K
MCD icon
148
McDonald's
MCD
$188B
$1.67M 0.13%
5,642
+896
+19% +$244K
SHY icon
149
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.67M 0.13%
20,384
-34,071
-63% -$2.77M
LQD icon
150
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.66M 0.13%
15,033
+10,865
+261% +$1.13M
4 5
6
7 8

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.