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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
126
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.59M 0.16%
72,106
-15,044
-17% -$341K
IBM icon
127
IBM
IBM
$202B
$1.59M 0.16%
11,363
-4,250
-27% -$605K
GE icon
128
GE Aerospace
GE
$367B
$1.59M 0.16%
17,976
-917
-5% -$82.4K
XLC icon
129
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$1.58M 0.16%
24,078
+5,520
+30% +$368K
HD icon
130
Home Depot
HD
$332B
$1.56M 0.16%
5,169
-1,114
-18% -$358K
JMST icon
131
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$1.55M 0.16%
30,650
+14,479
+90% +$732K
EFV icon
132
iShares MSCI EAFE Value ETF
EFV
$27.6B
$1.53M 0.16%
31,312
+14,667
+88% +$726K
NARI
133
DELISTED
Inari Medical, Inc. Common Stock
NARI
$1.52M 0.15%
23,302
– –
MDY icon
134
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.51M 0.15%
3,308
-180
-5% -$86.3K
VT icon
135
Vanguard Total World Stock ETF
VT
$76.3B
$1.5M 0.15%
16,100
-290
-2% -$28.2K
CZA icon
136
Invesco Zacks Mid-Cap ETF
CZA
$188M
$1.49M 0.15%
17,528
-113
-0.6% -$10K
NOC icon
137
Northrop Grumman
NOC
$77B
$1.49M 0.15%
3,389
-6,554
-66% -$2.88M
VOT icon
138
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.49M 0.15%
7,627
-16,175
-68% -$3.3M
HAL icon
139
Halliburton
HAL
$27.9B
$1.48M 0.15%
36,518
-9,844
-21% -$386K
ARKK icon
140
ARK Innovation ETF
ARKK
$5.69B
$1.47M 0.15%
37,115
-3,266
-8% -$144K
REGN icon
141
Regeneron Pharmaceuticals
REGN
$68.8B
$1.46M 0.15%
1,774
+8
+0.5% +$6.29K
FVD icon
142
First Trust Value Line Dividend Fund
FVD
$8.29B
$1.45M 0.15%
38,803
+21
+0.1% +$830
SGEN
143
DELISTED
Seagen Inc. Common Stock
SGEN
$1.45M 0.15%
6,829
– –
BKR icon
144
Baker Hughes
BKR
$56.8B
$1.45M 0.15%
40,962
-2,872
-7% -$102K
FUTY icon
145
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.44M 0.15%
38,088
+3,156
+9% +$131K
KO icon
146
Coca-Cola
KO
$354B
$1.44M 0.15%
25,796
-1,716
-6% -$103K
COWZ icon
147
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$1.42M 0.14%
28,690
+11,260
+65% +$564K
CMCSA icon
148
Comcast
CMCSA
$79.1B
$1.4M 0.14%
31,654
-1,226
-4% -$54.7K
TMO icon
149
Thermo Fisher Scientific
TMO
$211B
$1.37M 0.14%
2,709
-535
-16% -$285K
IEF icon
150
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.36M 0.14%
14,867
-6,646
-31% -$627K
4 5
6
7 8

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.