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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
126
Verizon
VZ
$197B
$1.73M 0.18%
44,394
+1,300
+3% +$51.3K
IVE icon
127
iShares S&P 500 Value ETF
IVE
$49.1B
$1.67M 0.17%
11,012
-1,242
-10% -$188K
XLP icon
128
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$1.64M 0.17%
21,960
-5,497
-20% -$402K
KO icon
129
Coca-Cola
KO
$361B
$1.61M 0.16%
25,880
-2,765
-10% -$167K
CZA icon
130
Invesco Zacks Mid-Cap ETF
CZA
$189M
$1.59M 0.16%
18,258
– –
ARCH
131
DELISTED
Arch Resources, Inc.
ARCH
$1.59M 0.16%
12,106
+6,466
+115% +$935K
UNH icon
132
UnitedHealth
UNH
$380B
$1.59M 0.16%
3,355
-41
-1% -$19.8K
TMO icon
133
Thermo Fisher Scientific
TMO
$208B
$1.58M 0.16%
2,740
+48
+2% +$27.1K
GILD icon
134
Gilead Sciences
GILD
$163B
$1.56M 0.16%
18,822
-159
-0.8% -$13.2K
EFA icon
135
iShares MSCI EAFE ETF
EFA
$76.8B
$1.55M 0.16%
21,629
-17,526
-45% -$1.23M
FUTY icon
136
Fidelity MSCI Utilities Index ETF
FUTY
$2.38B
$1.54M 0.16%
35,216
+3,221
+10% +$142K
VRTX icon
137
Vertex Pharmaceuticals
VRTX
$121B
$1.54M 0.16%
4,873
-75
-2% -$22.5K
SGEN
138
DELISTED
Seagen Inc. Common Stock
SGEN
$1.54M 0.16%
7,583
-2
-0% -$321
XLU icon
139
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$1.52M 0.15%
44,950
+6,458
+17% +$219K
GE icon
140
GE Aerospace
GE
$374B
$1.5M 0.15%
19,675
-66,978
-77% -$4.48M
TLH icon
141
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$1.5M 0.15%
13,101
+3,186
+32% +$358K
VCSH icon
142
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.5M 0.15%
19,637
-2,040
-9% -$154K
IHI icon
143
iShares US Medical Devices ETF
IHI
$3.06B
$1.48M 0.15%
27,434
-591
-2% -$31.5K
VOO icon
144
Vanguard S&P 500 ETF
VOO
$969B
$1.46M 0.15%
3,886
-1,247
-24% -$457K
NARI
145
DELISTED
Inari Medical, Inc. Common Stock
NARI
$1.45M 0.15%
23,432
+5,230
+29% +$314K
HAL icon
146
Halliburton
HAL
$27B
$1.45M 0.15%
45,705
+570
+1% +$21.1K
ASML icon
147
ASML
ASML
$635B
$1.43M 0.15%
2,106
– –
DVY icon
148
iShares Select Dividend ETF
DVY
$23.8B
$1.42M 0.14%
12,097
-17,694
-59% -$2.14M
IEF icon
149
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.41M 0.14%
14,221
-390
-3% -$38.1K
ABBV icon
150
AbbVie
ABBV
$456B
$1.39M 0.14%
8,740
-6,410
-42% -$980K
4 5
6
7 8

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.