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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LH icon
126
Labcorp
LH
$24.3B
$1.93M 0.17%
7,961
+6
+0.1% +$1.51K
AWF
127
AllianceBernstein Global High Income Fund
AWF
$867M
$1.92M 0.17%
156,826
+77,912
+99% +$963K
HYG icon
128
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.92M 0.17%
21,960
-4,501
-17% -$395K
HAIL icon
129
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$20.9M
$1.92M 0.17%
35,059
-154
-0.4% -$8.74K
SMH icon
130
VanEck Semiconductor ETF
SMH
$67.6B
$1.91M 0.17%
14,892
+340
+2% +$44.8K
BLOK icon
131
Amplify Blockchain Technology ETF
BLOK
$1.1B
$1.89M 0.17%
42,222
+25,625
+154% +$1.2M
XLY icon
132
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$1.88M 0.17%
20,986
+18,512
+748% +$1.68M
CMI icon
133
Cummins
CMI
$91.7B
$1.88M 0.17%
8,375
-97
-1% -$22.7K
IBUY icon
134
Amplify Online Retail ETF
IBUY
$106M
$1.86M 0.17%
17,042
– –
MDY icon
135
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.85M 0.17%
3,839
-438
-10% -$215K
ARKK icon
136
ARK Innovation ETF
ARKK
$5.89B
$1.84M 0.17%
16,618
+5,811
+54% +$700K
MUB icon
137
iShares National Muni Bond ETF
MUB
$45.1B
$1.81M 0.16%
15,553
+319
+2% +$37.4K
ISTB icon
138
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$1.8M 0.16%
35,336
-3,188
-8% -$163K
GDX icon
139
VanEck Gold Miners ETF
GDX
$23B
$1.79M 0.16%
60,608
-92,631
-60% -$3.02M
IYE icon
140
iShares US Energy ETF
IYE
$1.74B
$1.78M 0.16%
62,901
-1,342
-2% -$36.1K
AVGO icon
141
Broadcom
AVGO
$1.82T
$1.77M 0.16%
36,580
+8,880
+32% +$432K
IVW icon
142
iShares S&P 500 Growth ETF
IVW
$72.5B
$1.77M 0.16%
23,892
-121,770
-84% -$9.28M
FTEC icon
143
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$1.75M 0.16%
14,712
+4,587
+45% +$562K
ABNB icon
144
Airbnb
ABNB
$83.7B
$1.74M 0.16%
10,349
+205
+2% +$31.3K
INTC icon
145
Intel
INTC
$466B
$1.73M 0.16%
32,469
-2,705
-8% -$147K
CZA icon
146
Invesco Zacks Mid-Cap ETF
CZA
$188M
$1.73M 0.16%
19,235
-190
-1% -$17.5K
DIA icon
147
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$1.71M 0.16%
5,060
-6
-0.1% -$2.1K
NKE icon
148
Nike
NKE
$61.9B
$1.71M 0.15%
11,747
-215
-2% -$35.1K
HD icon
149
Home Depot
HD
$332B
$1.69M 0.15%
5,135
-46
-0.9% -$15.1K
ORCL icon
150
Oracle
ORCL
$331B
$1.67M 0.15%
19,150
+173
+0.9% +$15.3K
4 5
6
7 8

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.