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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1B
AUM Growth
+$128M
Cap. Flow
+$86.4M
Cap. Flow %
8.6%
Top 10 Hldgs %
27.16%
Holding
547
New
94
Increased
188
Reduced
185
Closed
56

Top Buys

Rank Stock Value
1
PINS icon
Pinterest
PINS
+$6.18M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$6.16M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.85M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.45M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.92M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$4.25M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$4.15M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.61M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.51M
5
LOGI icon
Logitech
LOGI
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Consumer Discretionary 5.84%
3 Financials 4.8%
4 Industrials 4.59%
5 Communication Services 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISTB icon
126
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$1.98M 0.2%
38,605
-9,023
-19% -$465K
RTX icon
127
RTX Corp
RTX
$294B
$1.98M 0.2%
25,603
+155
+0.6% +$11.3K
BABA icon
128
Alibaba
BABA
$276B
$1.94M 0.19%
8,534
-80
-0.9% -$19.6K
COMT icon
129
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$1.87M 0.19%
62,542
+1,714
+3% +$50.2K
GLD icon
130
SPDR Gold Trust
GLD
$132B
$1.86M 0.19%
11,646
+4,090
+54% +$687K
GDX icon
131
VanEck Gold Miners ETF
GDX
$23.2B
$1.86M 0.19%
57,211
-6,953
-11% -$237K
IEMG icon
132
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$1.85M 0.18%
28,779
+17,586
+157% +$1.16M
IHI icon
133
iShares US Medical Devices ETF
IHI
$3.06B
$1.84M 0.18%
33,384
+324
+1% +$18K
UNP icon
134
Union Pacific
UNP
$178B
$1.83M 0.18%
8,297
-104
-1% -$21.8K
NOW icon
135
ServiceNow
NOW
$109B
$1.79M 0.18%
17,890
+355
+2% +$37.5K
LH icon
136
Labcorp
LH
$24.7B
$1.78M 0.18%
8,141
+3,731
+85% +$749K
RITM icon
137
Rithm Capital
RITM
$5.15B
$1.77M 0.18%
157,442
-16,529
-10% -$168K
SHY icon
138
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.75M 0.17%
20,306
+15,134
+293% +$1.31M
ARKK icon
139
ARK Innovation ETF
ARKK
$5.74B
$1.7M 0.17%
14,191
-7,998
-36% -$1.08M
QCOM icon
140
Qualcomm
QCOM
$179B
$1.68M 0.17%
12,699
-5,235
-29% -$755K
IYE icon
141
iShares US Energy ETF
IYE
$1.71B
$1.68M 0.17%
64,180
+33,304
+108% +$819K
DIA icon
142
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$1.68M 0.17%
5,076
+128
+3% +$40.4K
AAXJ icon
143
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$1.67M 0.17%
18,030
-310
-2% -$29.7K
EMR icon
144
Emerson Electric
EMR
$83.6B
$1.66M 0.17%
18,372
-2,319
-11% -$200K
CZA icon
145
Invesco Zacks Mid-Cap ETF
CZA
$189M
$1.64M 0.16%
19,425
-39
-0.2% -$3.1K
MELI icon
146
Mercado Libre
MELI
$92.3B
$1.62M 0.16%
1,100
-450
-29% -$764K
HFWA icon
147
Heritage Financial
HFWA
$1.23B
$1.58M 0.16%
55,856
-9,775
-15% -$256K
ERC
148
Allspring Multi-Sector Income Fund
ERC
$254M
$1.56M 0.16%
125,124
-101,908
-45% -$1.26M
JNK icon
149
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.55M 0.15%
14,287
+4
+0% +$434
NKE icon
150
Nike
NKE
$62.5B
$1.53M 0.15%
11,553
+3,660
+46% +$509K
4 5
6
7 8

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NWAM LLC's Q1 2021 Portfolio in Review

As of Q1 2021, NWAM LLC held 547 positions worth $1B, up 15% from $876M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $86.4M of net new capital in Q1 2021, opening 94 new positions and adding to 188 existing holdings. Its largest new stake was Pinterest: 83,088 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Walmart Inc, an estimated $4.25M trimmed.

  • NWAM LLC's largest Q1 2021 buy was Pinterest: 83,088 shares worth $6.15M.
  • NWAM LLC added most to iShares S&P 500 Growth ETF in Q1 2021, an estimated $5.85M increase.
  • NWAM LLC's biggest Q1 2021 reduction was Walmart Inc, cutting an estimated $4.25M.
  • NWAM LLC fully exited Logitech in Q1 2021, selling an estimated $3.35M.
  • NWAM LLC's ten largest holdings make up 27% of its $1B portfolio in Q1 2021.
  • NWAM LLC opened 94 new positions and closed 56 in Q1 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1B.

Based on NWAM LLC's 13F filing for Q1 2021, filed 23 Apr 2021.