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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
126
Visa
V
$689B
$1.66M 0.19%
+7,604
New +$1.56M
AAXJ icon
127
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$1.64M 0.19%
18,340
-975
-5% -$81.7K
CMI icon
128
Cummins
CMI
$91.3B
$1.62M 0.19%
+7,144
New +$1.6M
COMT icon
129
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$1.62M 0.19%
60,828
+23,315
+62% +$594K
FTEC icon
130
Fidelity MSCI Information Technology Index ETF
FTEC
$19.7B
$1.6M 0.18%
+15,278
New +$1.49M
IXUS icon
131
iShares Core MSCI Total International Stock ETF
IXUS
$57.7B
$1.6M 0.18%
23,750
+5,721
+32% +$359K
JNK icon
132
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.56M 0.18%
14,283
+33
+0.2% +$3.52K
HFWA icon
133
Heritage Financial
HFWA
$1.23B
$1.53M 0.18%
65,631
-1,316
-2% -$29.6K
BAC icon
134
Bank of America
BAC
$436B
$1.51M 0.17%
49,907
-308
-0.6% -$8.26K
DIA icon
135
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$1.51M 0.17%
+4,948
New +$1.44M
HEDJ icon
136
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$1.49M 0.17%
44,854
-8,038
-15% -$258K
CZA icon
137
Invesco Zacks Mid-Cap ETF
CZA
$189M
$1.48M 0.17%
+19,464
New +$1.41M
FSLR icon
138
First Solar
FSLR
$22.1B
$1.45M 0.17%
14,670
-3,335
-19% -$289K
MGK icon
139
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$1.44M 0.16%
+35,205
New +$1.36M
VGIT icon
140
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$1.43M 0.16%
20,654
-582
-3% -$40.7K
MRK icon
141
Merck
MRK
$323B
$1.43M 0.16%
18,301
+492
+3% +$37.6K
EMB icon
142
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.41M 0.16%
12,154
+1,238
+11% +$140K
XOM icon
143
ExxonMobil
XOM
$642B
$1.4M 0.16%
34,043
-9,267
-21% -$347K
VGK icon
144
Vanguard FTSE Europe ETF
VGK
$30.1B
$1.4M 0.16%
23,165
-595
-3% -$33.5K
WGO icon
145
Winnebago Industries
WGO
$879M
$1.36M 0.16%
+22,749
New +$1.24M
GLD icon
146
SPDR Gold Trust
GLD
$132B
$1.35M 0.15%
+7,556
New +$1.33M
ICSH icon
147
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$1.34M 0.15%
+26,462
New +$1.34M
ABT icon
148
Abbott
ABT
$182B
$1.33M 0.15%
12,184
+185
+2% +$20.1K
ABBV icon
149
AbbVie
ABBV
$454B
$1.33M 0.15%
12,430
-1,261
-9% -$121K
APD icon
150
Air Products & Chemicals
APD
$65.2B
$1.28M 0.15%
+4,675
New +$1.32M
4 5
6
7 8

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.