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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCV icon
126
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.35K 0.04%
37,998
+3,612
+11% +$179K
XLY icon
127
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$1.35K 0.04%
27,580
-536
-2% -$31.6K
VGIT icon
128
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$1.34K 0.04%
18,977
-272
-1% -$18.4K
IWP icon
129
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$1.31K 0.04%
21,626
-15,870
-42% -$1.16M
GILD icon
130
Gilead Sciences
GILD
$167B
$1.29K 0.03%
17,226
+1,864
+12% +$129K
V icon
131
Visa
V
$697B
$1.28K 0.03%
7,926
-863
-10% -$163K
VSS icon
132
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$1.27K 0.03%
16,277
+4,754
+41% +$473K
BLV icon
133
Vanguard Long-Term Bond ETF
BLV
$5.81B
$1.27K 0.03%
11,916
-1,053
-8% -$110K
JNK icon
134
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$1.25K 0.03%
13,196
+2,258
+21% +$237K
VCSH icon
135
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.23K 0.03%
15,566
-6,862
-31% -$552K
IWO icon
136
iShares Russell 2000 Growth ETF
IWO
$14.4B
$1.23K 0.03%
7,753
-385
-5% -$76.4K
DHR icon
137
Danaher
DHR
$140B
$1.21K 0.03%
9,890
-1,711
-15% -$231K
UNP icon
138
Union Pacific
UNP
$175B
$1.21K 0.03%
8,604
-963
-10% -$159K
UPS icon
139
United Parcel Service
UPS
$89.7B
$1.2K 0.03%
12,880
+2,560
+25% +$265K
URI icon
140
United Rentals
URI
$67.9B
$1.2K 0.03%
11,648
+9,517
+447% +$1.26M
MRK icon
141
Merck
MRK
$326B
$1.16K 0.03%
15,781
+3,187
+25% +$250K
BAC icon
142
Bank of America
BAC
$439B
$1.14K 0.03%
53,441
+744
+1% +$22.3K
GLD icon
143
SPDR Gold Trust
GLD
$131B
$1.1K 0.03%
7,456
+970
+15% +$144K
BP icon
144
BP
BP
$107B
$1.09K 0.03%
44,565
+5,040
+13% +$163K
BKLN icon
145
Invesco Senior Loan ETF
BKLN
$6.97B
$1.09K 0.03%
53,101
+11,286
+27% +$246K
VPL icon
146
Vanguard FTSE Pacific ETF
VPL
$7.89B
$1.08K 0.03%
19,645
-411
-2% -$26.3K
PEP icon
147
PepsiCo
PEP
$195B
$1.08K 0.03%
8,962
-3,776
-30% -$510K
UBER icon
148
Uber
UBER
$144B
$1.06K 0.03%
+37,993
New +$1.25M
LQD icon
149
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$1.02K 0.03%
8,296
+2,276
+38% +$290K
IBM icon
150
IBM
IBM
$214B
$1.02K 0.03%
9,583
-649
-6% -$82.1K
4 5
6
7 8

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.