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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
126
Amgen
AMGN
$203B
$971K 0.17%
4,030
+77
+2% +$17K
KYN icon
127
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$967K 0.17%
69,452
+2,120
+3% +$28.2K
NEA icon
128
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$966K 0.17%
67,147
-704
-1% -$10K
ARCC icon
129
Ares Capital
ARCC
$13.5B
$956K 0.17%
51,265
+4,807
+10% +$89.2K
VOO icon
130
Vanguard S&P 500 ETF
VOO
$968B
$955K 0.17%
3,228
+1,743
+117% +$493K
BKLN icon
131
Invesco Senior Loan ETF
BKLN
$7.1B
$954K 0.17%
41,815
+382
+0.9% +$8.62K
BOH icon
132
Bank of Hawaii
BOH
$3.33B
$952K 0.16%
10,000
– –
IFLN
133
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$949K 0.16%
49,256
+532
+1% +$10.1K
GGN
134
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$948K 0.16%
215,341
+24,523
+13% +$105K
ETN icon
135
Eaton
ETN
$157B
$939K 0.16%
9,913
+2,815
+40% +$250K
MUE
136
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$936K 0.16%
74,198
– –
TXN icon
137
Texas Instruments
TXN
$255B
$936K 0.16%
7,293
+147
+2% +$18.1K
GLD icon
138
SPDR Gold Trust
GLD
$131B
$927K 0.16%
6,486
+1,942
+43% +$271K
RDS.A
139
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$902K 0.16%
15,291
+232
+2% +$13.5K
PPL
140
PPL Corp
PPL
$27.3B
$901K 0.16%
25,098
+3,156
+14% +$106K
IEF icon
141
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$898K 0.16%
8,146
+985
+14% +$110K
PCN
142
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$893K 0.15%
46,709
+669
+1% +$12.6K
IYM icon
143
iShares US Basic Materials ETF
IYM
$1.16B
$884K 0.15%
9,022
+226
+3% +$21.2K
DMO
144
Western Asset Mortgage Opportunity Fund
DMO
$119M
$882K 0.15%
43,463
-6,673
-13% -$142K
AGN
145
DELISTED
Allergan plc
AGN
$882K 0.15%
4,612
-276
-6% -$49.8K
BRX icon
146
Brixmor Property Group
BRX
$9.95B
$881K 0.15%
40,790
+758
+2% +$16.2K
IWN icon
147
iShares Russell 2000 Value ETF
IWN
$14.4B
$880K 0.15%
6,843
– –
IYE icon
148
iShares US Energy ETF
IYE
$1.74B
$873K 0.15%
27,190
+1,704
+7% +$53.8K
MGK icon
149
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$864K 0.15%
29,660
-2,965
-9% -$81.9K
IMCB icon
150
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$858K 0.15%
16,384
+68
+0.4% +$3.45K
4 5
6
7 8

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.