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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$502M
AUM Growth
+$38.7M
Cap. Flow
+$22.9M
Cap. Flow %
4.55%
Top 10 Hldgs %
27.02%
Holding
389
New
33
Increased
159
Reduced
119
Closed
9

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.08M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$2.05M
3
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.95M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.55M
5
VTV icon
Vanguard Value ETF
VTV
+$1.27M

Top Sells

Rank Stock Value
1
IHI icon
iShares US Medical Devices ETF
IHI
+$1.74M
2
BND icon
Vanguard Total Bond Market
BND
+$826K
3
AAPL icon
Apple
AAPL
+$662K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$500K
5
CY
Cypress Semiconductor
CY
+$358K

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 6.05%
3 Industrials 4.74%
4 Consumer Discretionary 4.47%
5 Communication Services 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
126
Home Depot
HD
$332B
$856K 0.17%
4,115
+415
+11% +$82.8K
FAX
127
abrdn Asia-Pacific Income Fund
FAX
$590M
$832K 0.17%
33,172
+1,590
+5% +$39.4K
IEF icon
128
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$831K 0.17%
7,549
+318
+4% +$34.1K
BOH icon
129
Bank of Hawaii
BOH
$3.33B
$829K 0.17%
10,000
– –
FAD icon
130
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$825K 0.16%
11,051
+1,227
+12% +$89.2K
KYN icon
131
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$825K 0.16%
53,860
+5,847
+12% +$91.1K
JQC icon
132
Nuveen Credit Strategies Income Fund
JQC
$702M
$814K 0.16%
102,780
-1,900
-2% -$15K
AMGN icon
133
Amgen
AMGN
$203B
$813K 0.16%
4,413
+71
+2% +$12.7K
MCD icon
134
McDonald's
MCD
$188B
$806K 0.16%
3,881
+344
+10% +$68.1K
UNH icon
135
UnitedHealth
UNH
$382B
$806K 0.16%
3,305
-24
-0.7% -$5.77K
AGN
136
DELISTED
Allergan plc
AGN
$802K 0.16%
4,789
-357
-7% -$49.4K
TFI icon
137
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$801K 0.16%
15,977
– –
TLT icon
138
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$801K 0.16%
6,034
+15
+0.2% +$1.91K
IWN icon
139
iShares Russell 2000 Value ETF
IWN
$14.4B
$799K 0.16%
6,632
-165
-2% -$19.9K
MGK icon
140
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$792K 0.16%
30,595
-1,505
-5% -$38.3K
TXN icon
141
Texas Instruments
TXN
$255B
$791K 0.16%
6,890
+739
+12% +$82.6K
IMCB icon
142
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$790K 0.16%
16,280
-728
-4% -$34.8K
HON icon
143
Honeywell
HON
$77.1B
$786K 0.16%
4,778
+69
+1% +$11K
OMP
144
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$767K 0.15%
35,653
+3,904
+12% +$78.6K
UPS icon
145
United Parcel Service
UPS
$97.6B
$762K 0.15%
7,375
– –
CLX icon
146
Clorox
CLX
$11.6B
$746K 0.15%
4,872
+345
+8% +$52.7K
ABBV icon
147
AbbVie
ABBV
$458B
$745K 0.15%
10,240
+439
+4% +$34.5K
LQD icon
148
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$744K 0.15%
5,982
+234
+4% +$28.1K
GGN
149
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$732K 0.15%
159,868
+38,134
+31% +$168K
NVG icon
150
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$729K 0.15%
45,926
+3
+0% +$47
4 5
6
7 8

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MYAM
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LBC
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CAM
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BGM
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NWAM LLC's Q2 2019 Portfolio in Review

As of Q2 2019, NWAM LLC held 389 positions worth $502M, up 8.3% from $464M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $22.9M of net new capital in Q2 2019, opening 33 new positions and adding to 159 existing holdings. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $826K trimmed.

  • NWAM LLC's largest Q2 2019 buy was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.
  • NWAM LLC added most to iShares Russell 2000 ETF in Q2 2019, an estimated $2.08M increase.
  • NWAM LLC's biggest Q2 2019 reduction was Vanguard Total Bond Market, cutting an estimated $826K.
  • NWAM LLC fully exited iShares US Medical Devices ETF in Q2 2019, selling an estimated $1.74M.
  • NWAM LLC's ten largest holdings make up 27% of its $502M portfolio in Q2 2019.
  • NWAM LLC opened 33 new positions and closed 9 in Q2 2019.
  • NWAM LLC's portfolio value rose 8.3% quarter-over-quarter to $502M.

Based on NWAM LLC's 13F filing for Q2 2019, filed 18 Jul 2019.