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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$464M
AUM Growth
+$74.4M
Cap. Flow
+$24.9M
Cap. Flow %
5.36%
Top 10 Hldgs %
26.89%
Holding
369
New
43
Increased
160
Reduced
96
Closed
13

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.77M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.66M
3
VTV icon
Vanguard Value ETF
VTV
+$1.29M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.11M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.08M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.39M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.34M
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$924K
4
KOL
VanEck Vectors Coal ETF
KOL
+$491K
5
PAG icon
Penske Automotive Group
PAG
+$408K

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.07%
3 Industrials 5.08%
4 Consumer Discretionary 4.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
126
iShares Russell 2000 ETF
IWM
$81.2B
$811K 0.17%
5,295
-249
-4% -$37.4K
JQC icon
127
Nuveen Credit Strategies Income Fund
JQC
$704M
$809K 0.17%
104,680
-2,000
-2% -$15.5K
VGK icon
128
Vanguard FTSE Europe ETF
VGK
$29.7B
$805K 0.17%
+15,011
New +$785K
FAX
129
abrdn Asia-Pacific Income Fund
FAX
$599M
$802K 0.17%
31,582
+1,149
+4% +$28.6K
IMCB icon
130
iShares Morningstar Mid-Cap ETF
IMCB
$1.63B
$799K 0.17%
17,008
-580
-3% -$26.2K
MGK icon
131
Vanguard Mega Cap Growth ETF
MGK
$32.7B
$798K 0.17%
32,100
-945
-3% -$22.2K
ABBV icon
132
AbbVie
ABBV
$448B
$790K 0.17%
9,801
+127
+1% +$10.4K
BOH icon
133
Bank of Hawaii
BOH
$3.32B
$789K 0.17%
10,000
– –
TFI icon
134
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.08B
$787K 0.17%
15,977
– –
GILD icon
135
Gilead Sciences
GILD
$165B
$782K 0.17%
12,033
-1,206
-9% -$80.2K
IEF icon
136
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$771K 0.17%
7,231
-1,233
-15% -$129K
KYN icon
137
Kayne Anderson Energy Infrastructure Fund
KYN
$2.5B
$770K 0.17%
48,013
+2,117
+5% +$33.2K
TLT icon
138
iShares 20+ Year Treasury Bond ETF
TLT
$42.5B
$761K 0.16%
6,019
-578
-9% -$70.3K
AGN
139
DELISTED
Allergan plc
AGN
$753K 0.16%
5,146
+451
+10% +$65.4K
SLYV icon
140
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$751K 0.16%
12,452
+800
+7% +$48.2K
EPD icon
141
Enterprise Products Partners
EPD
$83.9B
$727K 0.16%
24,998
+32
+0.1% +$894
CLX icon
142
Clorox
CLX
$11.6B
$726K 0.16%
4,527
-38
-0.8% -$5.89K
EMD
143
Western Asset Emerging Markets Debt Fund
EMD
$618M
$723K 0.16%
53,035
-643
-1% -$8.69K
NLY icon
144
Annaly Capital Management
NLY
$16.6B
$721K 0.16%
18,038
+730
+4% +$29.8K
HD icon
145
Home Depot
HD
$332B
$710K 0.15%
3,700
+150
+4% +$27.5K
HON icon
146
Honeywell
HON
$71.7B
$705K 0.15%
4,709
+1
+0% +$140
FAD icon
147
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$704K 0.15%
9,824
+91
+0.9% +$6.23K
NVG icon
148
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$694K 0.15%
45,923
+2,167
+5% +$31.5K
SCHV
149
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$686K 0.15%
37,593
-108
-0.3% -$1.92K
LQD icon
150
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35B
$684K 0.15%
5,748
-195
-3% -$22.6K
4 5
6
7 8

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q1 2019 Portfolio in Review

As of Q1 2019, NWAM LLC held 369 positions worth $464M, up 19% from $389M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $24.9M of net new capital in Q1 2019, opening 43 new positions and adding to 160 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.39M trimmed.

  • NWAM LLC's largest Q1 2019 buy was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.
  • NWAM LLC added most to iShares Russell 1000 Value ETF in Q1 2019, an estimated $1.77M increase.
  • NWAM LLC's biggest Q1 2019 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.39M.
  • NWAM LLC fully exited iShares US Healthcare Providers ETF in Q1 2019, selling an estimated $1.34M.
  • NWAM LLC's ten largest holdings make up 27% of its $464M portfolio in Q1 2019.
  • NWAM LLC opened 43 new positions and closed 13 in Q1 2019.
  • NWAM LLC's portfolio value rose 19% quarter-over-quarter to $464M.

Based on NWAM LLC's 13F filing for Q1 2019, filed 17 Apr 2019.