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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$385M
AUM Growth
-$190M
Cap. Flow
-$201M
Cap. Flow %
-52.36%
Top 10 Hldgs %
24.13%
Holding
349
New
27
Increased
171
Reduced
79
Closed
22

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.98M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.18M
3
PG icon
Procter & Gamble
PG
+$1.3M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$876K
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$601K

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$1.87M
2
MSFT icon
Microsoft
MSFT
+$692K
3
BND icon
Vanguard Total Bond Market
BND
+$637K
4
DD
Du Pont De Nemours E I
DD
+$578K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$464K

Sector Composition

Rank Sector Weight
1 Technology 8.81%
2 Financials 7.29%
3 Industrials 5.21%
4 Healthcare 4.28%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
126
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$723K 0.19%
50,978
+1,248
+3% +$17.8K
IBB icon
127
iShares Biotechnology ETF
IBB
$9.32B
$716K 0.19%
6,441
+108
+2% +$11.5K
TDAY
128
USA Today Co
TDAY
$1.25B
$672K 0.17%
45,433
+276
+0.6% +$3.79K
WELL icon
129
Welltower
WELL
$173B
$672K 0.17%
9,558
+259
+3% +$18.8K
KOL
130
DELISTED
VanEck Vectors Coal ETF
KOL
$662K 0.17%
4,548
+13
+0.3% +$1.89K
ISCV icon
131
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$657K 0.17%
13,452
+756
+6% +$35.5K
NRK icon
132
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$925M
$657K 0.17%
49,767
– –
KEY icon
133
KeyCorp
KEY
$25.2B
$654K 0.17%
34,774
+300
+0.9% +$5.43K
SCHF icon
134
Schwab International Equity ETF
SCHF
$65.5B
$647K 0.17%
38,638
+2,160
+6% +$35.2K
QCOM icon
135
Qualcomm
QCOM
$181B
$646K 0.17%
12,459
-169
-1% -$8.94K
NZF icon
136
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$640K 0.17%
42,106
– –
IYE icon
137
iShares US Energy ETF
IYE
$1.7B
$638K 0.17%
17,050
+1,975
+13% +$70.2K
SBS icon
138
Sabesp
SBS
$20.3B
$628K 0.16%
309,830
+33,002
+12% +$66.7K
ANIP icon
139
ANI Pharmaceuticals
ANIP
$1.79B
$625K 0.16%
11,912
+343
+3% +$16.4K
AADR icon
140
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.1M
$616K 0.16%
11,075
-207
-2% -$10.6K
C icon
141
Citigroup
C
$218B
$609K 0.16%
8,373
+343
+4% +$23.4K
ORCL icon
142
Oracle
ORCL
$350B
$609K 0.16%
12,603
-142
-1% -$7.07K
NVG icon
143
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$605K 0.16%
39,328
+3,258
+9% +$50.4K
MQT
144
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$596K 0.15%
44,650
+23,200
+108% +$313K
MFA
145
MFA Financial
MFA
$951M
$587K 0.15%
16,756
+2,675
+19% +$92.9K
O icon
146
Realty Income
O
$61.2B
$580K 0.15%
10,467
+616
+6% +$34.2K
IXJ icon
147
iShares Global Healthcare ETF
IXJ
$4.06B
$574K 0.15%
10,208
-48
-0.5% -$2.64K
SCZ icon
148
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$571K 0.15%
9,212
-45
-0.5% -$2.69K
ETN icon
149
Eaton
ETN
$157B
$568K 0.15%
7,399
+121
+2% +$9.13K
IBM icon
150
IBM
IBM
$198B
$568K 0.15%
4,097
+105
+3% +$14.6K
4 5
6
7 8

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PAIM
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NWAM LLC's Q3 2017 Portfolio in Review

As of Q3 2017, NWAM LLC held 349 positions worth $385M, down 33% from $575M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $201M in Q3 2017, closing 22 positions and reducing 79 holdings. Its most notable exit was Diversified Real Asset Income Fd, an estimated $1.87M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Real Asset Income & Growth Fund worth $2.18M.

  • NWAM LLC's largest Q3 2017 buy was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.
  • NWAM LLC added most to US Bancorp in Q3 2017, an estimated $2.98M increase.
  • NWAM LLC's biggest Q3 2017 reduction was Microsoft, cutting an estimated $692K.
  • NWAM LLC fully exited Diversified Real Asset Income Fd in Q3 2017, selling an estimated $1.87M.
  • NWAM LLC's ten largest holdings make up 24% of its $385M portfolio in Q3 2017.
  • NWAM LLC opened 27 new positions and closed 22 in Q3 2017.
  • NWAM LLC's portfolio value fell 33% quarter-over-quarter to $385M.

Based on NWAM LLC's 13F filing for Q3 2017, filed 1 Nov 2017.