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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
126
iShares US Energy ETF
IYE
$1.7B
$593K 0.18%
15,381
-2,609
-15% -$104K
NZF icon
127
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$583K 0.18%
40,495
+3,850
+11% +$54.9K
SBS icon
128
Sabesp
SBS
$20.4B
$582K 0.18%
288,430
+4,641
+2% +$9.15K
MQT
129
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$571K 0.17%
44,650
+23,200
+108% +$298K
O icon
130
Realty Income
O
$60.8B
$571K 0.17%
9,905
-5,127
-34% -$297K
VSS icon
131
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$567K 0.17%
5,526
+616
+13% +$61.4K
KEY icon
132
KeyCorp
KEY
$25.2B
$560K 0.17%
31,474
– –
NVG icon
133
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$559K 0.17%
38,259
+2,144
+6% +$31.1K
SNLN
134
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$558K 0.17%
30,075
+2,675
+10% +$49.9K
ISCV icon
135
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$550K 0.17%
11,436
+387
+4% +$18.7K
CLX icon
136
Clorox
CLX
$11.6B
$548K 0.17%
4,065
+482
+13% +$62.4K
EFX icon
137
Equifax
EFX
$21.4B
$547K 0.17%
4,000
– –
IXJ icon
138
iShares Global Healthcare ETF
IXJ
$4.06B
$542K 0.17%
10,550
– –
MFA
139
MFA Financial
MFA
$945M
$542K 0.17%
16,756
+2,675
+19% +$85.3K
V icon
140
Visa
V
$689B
$530K 0.16%
5,962
-1,254
-17% -$108K
ORCL icon
141
Oracle
ORCL
$353B
$529K 0.16%
11,866
-702
-6% -$29.2K
AADR icon
142
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.1M
$527K 0.16%
+11,282
New +$506K
IBM icon
143
IBM
IBM
$201B
$527K 0.16%
3,164
-98
-3% -$16.4K
WFC icon
144
Wells Fargo
WFC
$263B
$521K 0.16%
9,354
+1,393
+17% +$79K
BMO icon
145
Bank of Montreal
BMO
$126B
$516K 0.16%
6,897
+403
+6% +$30.4K
TEVA icon
146
Teva Pharmaceuticals
TEVA
$36.6B
$516K 0.16%
16,080
+5,674
+55% +$194K
MUI
147
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$501K 0.15%
36,200
– –
PARAA
148
DELISTED
Paramount Global Class A
PARAA
$498K 0.15%
+7,174
New +$480K
C icon
149
Citigroup
C
$218B
$491K 0.15%
8,201
-2,513
-23% -$149K
EPD icon
150
Enterprise Products Partners
EPD
$84B
$482K 0.15%
17,454
+1,290
+8% +$36K
4 5
6
7 8

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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.