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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
126
SLB Ltd
SLB
$70.1B
$572K 0.04%
7,276
+1,679
+30% +$133K
F icon
127
Ford
F
$56.3B
$554K 0.04%
45,926
+12,210
+36% +$154K
MUI
128
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$549K 0.04%
36,200
– –
SBS icon
129
Sabesp
SBS
$20.2B
$541K 0.04%
301,321
+17,532
+6% +$31.1K
EFX icon
130
Equifax
EFX
$20.9B
$538K 0.04%
4,000
– –
IXJ icon
131
iShares Global Healthcare ETF
IXJ
$4.07B
$531K 0.04%
10,542
-170
-2% -$8.73K
AMGN icon
132
Amgen
AMGN
$199B
$516K 0.04%
3,092
+156
+5% +$26.4K
PARA
133
DELISTED
Paramount Global Class B
PARA
$513K 0.04%
9,370
+744
+9% +$39.5K
C icon
134
Citigroup
C
$217B
$512K 0.04%
10,832
+1,690
+18% +$76.9K
FAM
135
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$511K 0.04%
43,416
– –
CLX icon
136
Clorox
CLX
$11.5B
$501K 0.04%
4,000
+460
+13% +$60.2K
MFA
137
MFA Financial
MFA
$953M
$501K 0.04%
16,756
+2,675
+19% +$81.1K
OEF icon
138
iShares S&P 100 ETF
OEF
$20.1B
$500K 0.04%
5,216
+814
+18% +$78.2K
DD
139
DELISTED
Du Pont De Nemours E I
DD
$485K 0.04%
7,236
+624
+9% +$42.4K
IBM icon
140
IBM
IBM
$198B
$474K 0.04%
3,118
+193
+7% +$29.3K
SNLN
141
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$460K 0.03%
24,700
+2,700
+12% +$50.2K
ETN icon
142
Eaton
ETN
$156B
$458K 0.03%
6,966
-383
-5% -$24.8K
JWN
143
DELISTED
Nordstrom
JWN
$457K 0.03%
8,812
+479
+6% +$22.5K
EPD icon
144
Enterprise Products Partners
EPD
$83.4B
$456K 0.03%
16,494
+6,038
+58% +$167K
BGT icon
145
BlackRock Floating Rate Income Trust
BGT
$317M
$450K 0.03%
33,261
+92
+0.3% +$1.22K
DSL
146
DoubleLine Income Solutions Fund
DSL
$1.22B
$448K 0.03%
23,373
+2,659
+13% +$50.6K
JCI icon
147
Johnson Controls International
JCI
$85.8B
$445K 0.03%
9,564
-194
-2% -$8.99K
WFC icon
148
Wells Fargo
WFC
$263B
$440K 0.03%
+9,941
New +$476K
BMO icon
149
Bank of Montreal
BMO
$127B
$434K 0.03%
6,619
+128
+2% +$8.32K
KMI icon
150
Kinder Morgan
KMI
$73B
$421K 0.03%
18,216
+20
+0.1% +$424
4 5
6
7 8

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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.