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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$255M
AUM Growth
+$2.15M
Cap. Flow
-$7.72M
Cap. Flow %
-3.03%
Top 10 Hldgs %
27.48%
Holding
273
New
20
Increased
76
Reduced
121
Closed
21

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$609K
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$567K
3
BND icon
Vanguard Total Bond Market
BND
+$438K
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$416K
5
OEF icon
iShares S&P 100 ETF
OEF
+$406K

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.55M
2
CRHM
CRH Medical Corporation
CRHM
+$1.81M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.25M
4
XOM icon
ExxonMobil
XOM
+$797K
5
RITM icon
Rithm Capital
RITM
+$740K

Sector Composition

Rank Sector Weight
1 Technology 8.14%
2 Financials 5.68%
3 Industrials 4.64%
4 Communication Services 4.12%
5 Consumer Discretionary 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
126
Walt Disney
DIS
$170B
$435K 0.17%
4,452
-106
-2% -$10.6K
MNE
127
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$431K 0.17%
27,000
– –
BGT icon
128
BlackRock Floating Rate Income Trust
BGT
$316M
$430K 0.17%
33,169
-477
-1% -$6.16K
SCHV
129
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$428K 0.17%
28,650
– –
DD
130
DELISTED
Du Pont De Nemours E I
DD
$428K 0.17%
6,612
– –
F icon
131
Ford
F
$56.7B
$424K 0.17%
33,716
-6,910
-17% -$91.1K
IBM icon
132
IBM
IBM
$200B
$424K 0.17%
2,925
+5
+0.2% +$716
BMO icon
133
Bank of Montreal
BMO
$127B
$411K 0.16%
6,491
+503
+8% +$31.9K
MFA
134
MFA Financial
MFA
$960M
$409K 0.16%
14,081
– –
OEF icon
135
iShares S&P 100 ETF
OEF
$20.1B
$409K 0.16%
+4,402
New +$406K
MMT
136
Aberdeen Multi-Market Income Fund
MMT
$243M
$405K 0.16%
66,973
-7,470
-10% -$44.1K
SNLN
137
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$404K 0.16%
+22,000
New +$405K
HPI
138
John Hancock Preferred Income Fund
HPI
$432M
$399K 0.16%
17,450
– –
BHK icon
139
BlackRock Core Bond Trust
BHK
$659M
$393K 0.15%
28,150
– –
C icon
140
Citigroup
C
$217B
$388K 0.15%
9,142
+2,037
+29% +$90.1K
VCSH icon
141
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$383K 0.15%
4,736
+100
+2% +$8.02K
DSL
142
DoubleLine Income Solutions Fund
DSL
$1.22B
$380K 0.15%
20,714
-5,081
-20% -$90.7K
VGSH icon
143
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$375K 0.15%
6,108
-114
-2% -$6.97K
COP icon
144
ConocoPhillips
COP
$140B
$373K 0.15%
8,558
-696
-8% -$30.7K
KYN icon
145
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$372K 0.15%
18,301
+5,601
+44% +$101K
AMTX icon
146
Aemetis
AMTX
$110M
$371K 0.15%
162,847
-5,759
-3% -$14.2K
GGN
147
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$747M
$358K 0.14%
55,150
+4,900
+10% +$31.1K
YPF icon
148
YPF
YPF
$19.5B
$352K 0.14%
18,332
– –
KEY icon
149
KeyCorp
KEY
$25.4B
$351K 0.14%
31,720
-1,496
-5% -$17.8K
DMO
150
Western Asset Mortgage Opportunity Fund
DMO
$122M
$349K 0.14%
15,074
– –
4 5
6
7 8

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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NWAM LLC's Q2 2016 Portfolio in Review

As of Q2 2016, NWAM LLC held 273 positions worth $255M, up 0.85% from $252M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $7.72M in Q2 2016, closing 21 positions and reducing 121 holdings. Its most notable exit was CRH Medical Corporation, an estimated $1.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in iShares Biotechnology ETF worth $582K.

  • NWAM LLC's largest Q2 2016 buy was iShares Biotechnology ETF: 6,786 shares worth $582K.
  • NWAM LLC added most to Vanguard Total Bond Market in Q2 2016, an estimated $438K increase.
  • NWAM LLC's biggest Q2 2016 reduction was Berkshire Hathaway Class B, cutting an estimated $2.55M.
  • NWAM LLC fully exited CRH Medical Corporation in Q2 2016, selling an estimated $1.81M.
  • NWAM LLC's ten largest holdings make up 27% of its $255M portfolio in Q2 2016.
  • NWAM LLC opened 20 new positions and closed 21 in Q2 2016.
  • NWAM LLC's portfolio value rose 0.85% quarter-over-quarter to $255M.

Based on NWAM LLC's 13F filing for Q2 2016, filed 5 Aug 2016.