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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$252M
AUM Growth
+$7.28M
Cap. Flow
-$8.96M
Cap. Flow %
-3.55%
Top 10 Hldgs %
27.77%
Holding
282
New
23
Increased
80
Reduced
122
Closed
29

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$1.09M
2
VUG icon
Vanguard Growth ETF
VUG
+$1.05M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$836K
4
BA icon
Boeing
BA
+$827K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$746K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$11.6M
2
PG icon
Procter & Gamble
PG
+$1.3M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$754K
4
GE icon
GE Aerospace
GE
+$715K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$642K

Sector Composition

Rank Sector Weight
1 Technology 8.83%
2 Financials 5.89%
3 Industrials 4.74%
4 Communication Services 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWN
126
DELISTED
Nordstrom
JWN
$439K 0.17%
7,667
-1,268
-14% -$65.4K
DSL
127
DoubleLine Income Solutions Fund
DSL
$1.23B
$434K 0.17%
25,795
-3,755
-13% -$59.9K
MMT
128
Aberdeen Multi-Market Income Fund
MMT
$243M
$434K 0.17%
74,443
+12,834
+21% +$71.3K
BGT icon
129
BlackRock Floating Rate Income Trust
BGT
$317M
$432K 0.17%
33,646
-1,155
-3% -$14.1K
SLB icon
130
SLB Ltd
SLB
$70B
$426K 0.17%
5,780
+836
+17% +$58.8K
IBM icon
131
IBM
IBM
$201B
$423K 0.17%
2,920
+93
+3% +$11.9K
DD
132
DELISTED
Du Pont De Nemours E I
DD
$419K 0.17%
6,612
-211
-3% -$12.6K
MRK icon
133
Merck
MRK
$311B
$417K 0.17%
8,268
-1,589
-16% -$77.8K
SCHV
134
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$413K 0.16%
28,650
-2,478
-8% -$33.9K
MNE
135
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$404K 0.16%
27,000
– –
JCI icon
136
Johnson Controls International
JCI
$85.5B
$398K 0.16%
9,758
+20
+0.2% +$764
OMER icon
137
Omeros
OMER
$699M
$396K 0.16%
25,798
– –
LUMN icon
138
Lumen
LUMN
$6.47B
$392K 0.16%
12,259
-100
-0.8% -$2.8K
ANIP icon
139
ANI Pharmaceuticals
ANIP
$1.77B
$388K 0.15%
11,529
-330
-3% -$11.2K
HPI
140
John Hancock Preferred Income Fund
HPI
$434M
$388K 0.15%
17,450
-850
-5% -$17.6K
MFA
141
MFA Financial
MFA
$945M
$386K 0.15%
14,081
-2,675
-16% -$70.1K
VGSH icon
142
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$381K 0.15%
6,222
-565
-8% -$34.5K
BHK icon
143
BlackRock Core Bond Trust
BHK
$657M
$377K 0.15%
28,150
+12,650
+82% +$164K
NFLX icon
144
Netflix
NFLX
$286B
$377K 0.15%
+36,840
New +$362K
COP icon
145
ConocoPhillips
COP
$141B
$373K 0.15%
9,254
-1,074
-10% -$40.8K
VCSH icon
146
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$371K 0.15%
4,636
-1
-0% -$79
XLK icon
147
State Street Technology Select Sector SPDR ETF
XLK
$116B
$371K 0.15%
+16,724
New +$346K
VTI icon
148
Vanguard Total Stock Market ETF
VTI
$661B
$368K 0.15%
+3,509
New +$348K
KEY icon
149
KeyCorp
KEY
$25.2B
$367K 0.15%
33,216
+368
+1% +$4.11K
SBS icon
150
Sabesp
SBS
$20.4B
$364K 0.14%
284,439
-35,188
-11% -$37.2K
4 5
6
7 8

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NWAM LLC's Q1 2016 Portfolio in Review

As of Q1 2016, NWAM LLC held 282 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC withdrew a net $8.96M in Q1 2016, closing 29 positions and reducing 122 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $754K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Credit Strategies Income Fund worth $874K.

  • NWAM LLC's largest Q1 2016 buy was Nuveen Credit Strategies Income Fund: 110,505 shares worth $874K.
  • NWAM LLC added most to Vanguard Value ETF in Q1 2016, an estimated $1.09M increase.
  • NWAM LLC's biggest Q1 2016 reduction was Alibaba, cutting an estimated $11.6M.
  • NWAM LLC fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $754K.
  • NWAM LLC's ten largest holdings make up 28% of its $252M portfolio in Q1 2016.
  • NWAM LLC opened 23 new positions and closed 29 in Q1 2016.
  • NWAM LLC's portfolio value rose 3% quarter-over-quarter to $252M.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.