We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$121M
AUM Growth
-$119M
Cap. Flow
-$107M
Cap. Flow %
-88.89%
Top 10 Hldgs %
43.77%
Holding
253
New
4
Increased
30
Reduced
42
Closed
109

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$937K
2
DAL icon
Delta Air Lines
DAL
+$404K
3
KHC icon
Kraft Heinz
KHC
+$226K
4
ANFI
AMIRA NATURE FOODS LTD
ANFI
+$157K
5
PG icon
Procter & Gamble
PG
+$150K

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$8.7M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.63M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.71M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.33M
5
BND icon
Vanguard Total Bond Market
BND
+$4.27M

Sector Composition

Rank Sector Weight
1 Technology 16.23%
2 Financials 9.91%
3 Industrials 9.83%
4 Consumer Discretionary 7.51%
5 Communication Services 6.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTR
126
DELISTED
Frontier Communications Corp.
FTR
$188K 0.16%
2,667
+67
+3% +$5.07K
PZE
127
DELISTED
Petrobras Argentina S A
PZE
$155K 0.13%
30,000
-3,000
-9% -$18.4K
XRX icon
128
Xerox
XRX
$341M
$136K 0.11%
5,313
-9,488
-64% -$263K
ONIT
129
Onity Group
ONIT
$337M
$121K 0.1%
1,200
-67
-5% -$8.48K
TWI icon
130
Titan International
TWI
$487M
$114K 0.09%
17,000
– –
ANFI
131
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$109K 0.09%
+20,000
New +$157K
PAAS icon
132
Pan American Silver
PAAS
$17.8B
$86K 0.07%
14,000
-6,000
-30% -$41K
WPRT
133
Westport Fuel Systems
WPRT
$36.1M
$72K 0.06%
2,900
– –
RVLT
134
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$69K 0.06%
7,300
-400
-5% -$4.37K
LYG icon
135
Lloyds Banking Group
LYG
$85.4B
$51K 0.04%
11,000
– –
PBR.A icon
136
Petrobras Class A
PBR.A
$105B
$47K 0.04%
13,000
-2,000
-13% -$10.8K
TGS icon
137
Transportadora de Gas del Sur
TGS
$4.53B
$40K 0.03%
10,385
– –
LINE
138
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$32K 0.03%
12,000
– –
SNOA icon
139
Sonoma Pharmaceuticals
SNOA
$5.6M
$31K 0.03%
27
– –
BBEP
140
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$31K 0.03%
15,000
-5,000
-25% -$14.9K
UQM
141
DELISTED
UQM Technologies, Inc.
UQM
$29K 0.02%
46,000
– –
BTU
142
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$25K 0.02%
1,200
-133
-10% -$3K
FXEN
143
DELISTED
FX ENERGY INC
FXEN
$18K 0.01%
19,000
– –
HTM
144
DELISTED
U.S. Geothermal Inc.
HTM
$6K 0.01%
1,667
– –
AAXJ icon
145
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
– –
-38,000
Closed -$2.42M
ACWI icon
146
iShares MSCI ACWI ETF
ACWI
$32.7B
– –
-53,000
Closed -$2.35M
AGG icon
147
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-28,000
Closed -$3.09M
AMTX icon
148
Aemetis
AMTX
$103M
– –
-172,000
Closed -$621K
AWF
149
AllianceBernstein Global High Income Fund
AWF
$874M
– –
-100,000
Closed -$1.21M
BGT icon
150
BlackRock Floating Rate Income Trust
BGT
$317M
– –
-48,000
Closed -$628K
4 5
6
7 8

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q3 2015 Portfolio in Review

As of Q3 2015, NWAM LLC held 253 positions worth $121M, down 50% from $239M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NWAM LLC withdrew a net $107M in Q3 2015, closing 109 positions and reducing 42 holdings. Its most notable exit was BlackRock Credit Allocation Income Trust, an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in CRH Medical Corporation worth $828K.

  • NWAM LLC's largest Q3 2015 buy was CRH Medical Corporation: 259,000 shares worth $828K.
  • NWAM LLC added most to Procter & Gamble in Q3 2015, an estimated $150K increase.
  • NWAM LLC's biggest Q3 2015 reduction was Apple, cutting an estimated $2.23M.
  • NWAM LLC fully exited BlackRock Credit Allocation Income Trust in Q3 2015, selling an estimated $8.7M.
  • NWAM LLC's ten largest holdings make up 44% of its $121M portfolio in Q3 2015.
  • NWAM LLC opened 4 new positions and closed 109 in Q3 2015.
  • NWAM LLC's portfolio value fell 50% quarter-over-quarter to $121M.

Based on NWAM LLC's 13F filing for Q3 2015, filed 17 Nov 2015.