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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.72M
Cap. Flow %
4.07%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMER icon
126
Omeros
OMER
$682M
$429K 0.18%
24,000
+144
+0.6% +$3.11K
SLB icon
127
SLB Ltd
SLB
$70.5B
$427K 0.18%
5,000
+145
+3% +$13.1K
IWO icon
128
iShares Russell 2000 Growth ETF
IWO
$14.8B
$423K 0.18%
3,000
-10,256
-77% -$1.57M
XRX icon
129
Xerox
XRX
$340M
$415K 0.17%
+14,801
New +$458K
AXP icon
130
American Express
AXP
$242B
$412K 0.17%
5,000
+801
+19% +$63.5K
UNH icon
131
UnitedHealth
UNH
$386B
$407K 0.17%
3,000
-870
-22% -$103K
DJP icon
132
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$796M
$399K 0.17%
14,000
-14,761
-51% -$426K
IBM icon
133
IBM
IBM
$199B
$397K 0.17%
2,092
-568
-21% -$91.3K
MMT
134
Aberdeen Multi-Market Income Fund
MMT
$243M
$393K 0.16%
65,000
+531
+0.8% +$3.38K
PARA
135
DELISTED
Paramount Global Class B
PARA
$392K 0.16%
7,000
+1,464
+26% +$88.4K
EFX icon
136
Equifax
EFX
$20.9B
$388K 0.16%
4,000
– –
IWN icon
137
iShares Russell 2000 Value ETF
IWN
$14.4B
$388K 0.16%
4,000
+700
+21% +$72.1K
HPI
138
John Hancock Preferred Income Fund
HPI
$432M
$386K 0.16%
20,000
+1,700
+9% +$34.9K
TSLA icon
139
Tesla
TSLA
$1.41T
$386K 0.16%
15,000
-4,020
-21% -$63.6K
SBS icon
140
Sabesp
SBS
$20.3B
$383K 0.16%
381,583
+27,021
+8% +$30.4K
MNE
141
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$379K 0.16%
27,000
– –
BIDU icon
142
Baidu
BIDU
$37.8B
$378K 0.16%
2,000
-54
-3% -$11.1K
VOT icon
143
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$376K 0.16%
4,000
+585
+17% +$63.4K
HMLP
144
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$375K 0.16%
20,000
+3,314
+20% +$71.5K
EQNR icon
145
Equinor
EQNR
$88.2B
$374K 0.16%
21,000
+2,420
+13% +$46.8K
APU
146
DELISTED
AmeriGas Partners, L.P.
APU
$372K 0.16%
8,000
-158
-2% -$7.6K
CLX icon
147
Clorox
CLX
$11.5B
$371K 0.16%
4,000
+429
+12% +$46.3K
NKE icon
148
Nike
NKE
$63.7B
$366K 0.15%
6,000
-714
-11% -$36.6K
TRQ
149
DELISTED
Turquoise Hill Resources Ltd
TRQ
$362K 0.15%
9,500
-244
-3% -$10K
COLB icon
150
Columbia Banking Systems
COLB
$9.62B
$360K 0.15%
11,000
-59
-0.5% -$1.8K
4 5
6
7 8

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NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.72M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.