NL

NWAM LLC Portfolio holdings

AUM $1.23B
This Quarter Return
+2%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$228M
AUM Growth
-$52.5M
Cap. Flow
-$62.6M
Cap. Flow %
-27.47%
Top 10 Hldgs %
27.53%
Holding
310
New
14
Increased
57
Reduced
143
Closed
71

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$979K
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
$890K
3
BKK
Blackrock Municipal 2020 Term Trust
BKK
$742K
4
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
$402K
5
KG
Kestrel Group, Ltd.
KG
$396K

Top Sells

1
SBUX icon
Starbucks
SBUX
$7.81M
2
PG icon
Procter & Gamble
PG
$3.92M
3
SPAB icon
SPDR Portfolio Aggregate Bond ETF
SPAB
$2.94M
4
PM icon
Philip Morris
PM
$1.76M
5
MSFT icon
Microsoft
MSFT
$1.68M

Sector Composition

1 Technology 8.36%
2 Financials 7.08%
3 Industrials 4.87%
4 Energy 4.04%
5 Real Estate 3.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SBS icon
126
Sabesp
SBS
$15.2B
$433K 0.19%
68,780
+21,713
+46% +$137K
IYM icon
127
iShares US Basic Materials ETF
IYM
$556M
$430K 0.19%
5,216
+58
+1% +$4.78K
ABT icon
128
Abbott
ABT
$232B
$429K 0.19%
9,529
-4,645
-33% -$209K
META icon
129
Meta Platforms (Facebook)
META
$1.88T
$427K 0.19%
5,469
-886
-14% -$69.2K
O icon
130
Realty Income
O
$53.3B
$423K 0.18%
9,149
-1,534
-14% -$70.9K
MMT
131
MFS Multimarket Income Trust
MMT
$261M
$418K 0.18%
64,267
+30,567
+91% +$199K
IBM icon
132
IBM
IBM
$227B
$417K 0.18%
2,716
-933
-26% -$143K
KEY icon
133
KeyCorp
KEY
$20.8B
$410K 0.18%
29,489
-5,982
-17% -$83.2K
AXP icon
134
American Express
AXP
$226B
$405K 0.18%
4,351
-1,462
-25% -$136K
MO icon
135
Altria Group
MO
$113B
$405K 0.18%
8,224
-33,462
-80% -$1.65M
SNR
136
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$402K 0.18%
+24,461
New +$402K
KG
137
Kestrel Group, Ltd.
KG
$198M
$396K 0.17%
+1,547
New +$396K
APU
138
DELISTED
AmeriGas Partners, L.P.
APU
$396K 0.17%
8,258
-528
-6% -$25.3K
NMFC icon
139
New Mountain Finance
NMFC
$1.12B
$384K 0.17%
25,700
– –
ELD icon
140
WisdomTree Emerging Markets Local Debt Fund
ELD
$73.5M
$382K 0.17%
9,187
-1,040
-10% -$43.2K
VBR icon
141
Vanguard Small-Cap Value ETF
VBR
$31.2B
$382K 0.17%
3,609
-536
-13% -$56.7K
MNE
142
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$379K 0.17%
27,000
– –
CVC
143
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$376K 0.16%
18,198
-3,253
-15% -$67.2K
HPI
144
John Hancock Preferred Income Fund
HPI
$431M
$374K 0.16%
18,300
+425
+2% +$8.69K
JNK icon
145
SPDR Bloomberg High Yield Bond ETF
JNK
$8.08B
$373K 0.16%
3,217
-397
-11% -$46K
CLX icon
146
Clorox
CLX
$15.1B
$372K 0.16%
3,571
-203
-5% -$21.1K
SOR
147
Source Capital
SOR
$366M
$344K 0.15%
4,815
-476
-9% -$34K
UNH icon
148
UnitedHealth
UNH
$279B
$344K 0.15%
3,401
-1,078
-24% -$109K
IJR icon
149
iShares Core S&P Small-Cap ETF
IJR
$84.6B
$342K 0.15%
5,994
-668
-10% -$38.1K
DMO
150
Western Asset Mortgage Opportunity Fund
DMO
$136M
$340K 0.15%
14,274
– –
4 5
6
7 8