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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$281M
AUM Growth
-$40.6M
Cap. Flow
-$30.8M
Cap. Flow %
-10.95%
Top 10 Hldgs %
24.08%
Holding
324
New
24
Increased
147
Reduced
106
Closed
28

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.72M
2
BBLU
BLUE EARTH, INC. COMMON STOCK
BBLU
+$1.85M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.77M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M
5
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.18M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$5.31M
2
BAC icon
Bank of America
BAC
+$3.26M
3
INTC icon
Intel
INTC
+$2.82M
4
O icon
Realty Income
O
+$2.36M
5
APU
AmeriGas Partners, L.P.
APU
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 8.17%
2 Financials 6.7%
3 Energy 5.79%
4 Industrials 5.51%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
126
IBM
IBM
$202B
$525K 0.19%
3,649
+605
+20% +$110K
MFA
127
MFA Financial
MFA
$944M
$522K 0.19%
16,770
+2,614
+18% +$86.1K
CMCSA icon
128
Comcast
CMCSA
$85.3B
$520K 0.19%
19,342
-70
-0.4% -$1.92K
JCI icon
129
Johnson Controls International
JCI
$85.4B
$518K 0.18%
11,233
+1,794
+19% +$90.4K
DD icon
130
DuPont de Nemours
DD
$18.5B
$510K 0.18%
3,841
-13,058
-77% -$1.74M
IJS icon
131
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$510K 0.18%
9,512
+96
+1% +$5.4K
AXP icon
132
American Express
AXP
$241B
$509K 0.18%
5,813
+111
+2% +$9.99K
META icon
133
Meta Platforms (Facebook)
META
$1.65T
$502K 0.18%
6,355
-6,065
-49% -$445K
IWP icon
134
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$495K 0.18%
11,208
+60
+0.5% +$2.68K
OMER icon
135
Omeros
OMER
$696M
$495K 0.18%
38,911
+2,665
+7% +$37.3K
VIG icon
136
Vanguard Dividend Appreciation ETF
VIG
$110B
$495K 0.18%
6,434
-2
-0% -$155
ABBV icon
137
AbbVie
ABBV
$448B
$491K 0.17%
8,501
-261
-3% -$14.5K
SRE icon
138
Sempra
SRE
$59.6B
$482K 0.17%
9,150
+840
+10% +$43.3K
BMO icon
139
Bank of Montreal
BMO
$125B
$479K 0.17%
6,500
-146
-2% -$11K
BGT icon
140
BlackRock Floating Rate Income Trust
BGT
$319M
$478K 0.17%
34,619
+4,000
+13% +$55.7K
MUI
141
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$475K 0.17%
32,800
– –
KEY icon
142
KeyCorp
KEY
$25.2B
$473K 0.17%
35,471
-45,559
-56% -$623K
FEN
143
DELISTED
First Trust Energy Income and Growth Fund
FEN
$461K 0.16%
12,524
+614
+5% +$22.5K
ELD icon
144
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
$456K 0.16%
10,227
+407
+4% +$19K
IJT icon
145
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.28B
$456K 0.16%
8,102
+552
+7% +$32.2K
IYM icon
146
iShares US Basic Materials ETF
IYM
$1.12B
$444K 0.16%
5,158
+190
+4% +$16.7K
JNK icon
147
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.28B
$436K 0.16%
3,614
+181
+5% +$22.3K
GIS icon
148
General Mills
GIS
$20.1B
$433K 0.15%
8,592
+2,794
+48% +$147K
PAA icon
149
Plains All American Pipeline
PAA
$17.2B
$432K 0.15%
7,340
+84
+1% +$4.92K
BABA icon
150
Alibaba
BABA
$289B
$425K 0.15%
+4,785
New +$430K
4 5
6
7 8

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NWAM LLC's Q3 2014 Portfolio in Review

As of Q3 2014, NWAM LLC held 324 positions worth $281M, down 13% from $321M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $30.8M in Q3 2014, closing 28 positions and reducing 106 holdings. Its most notable exit was AMERN STRATEGIC INCM PORTF II, an estimated $1.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 9.8% a quarter earlier, followed by Financials and Energy.

Against the trend, NWAM LLC opened a new position in BLUE EARTH, INC. COMMON STOCK worth $2.17M.

  • NWAM LLC's largest Q3 2014 buy was BLUE EARTH, INC. COMMON STOCK: 576,119 shares worth $2.17M.
  • NWAM LLC added most to Starbucks in Q3 2014, an estimated $4.72M increase.
  • NWAM LLC's biggest Q3 2014 reduction was Microsoft, cutting an estimated $5.31M.
  • NWAM LLC fully exited AMERN STRATEGIC INCM PORTF II in Q3 2014, selling an estimated $1.22M.
  • NWAM LLC's ten largest holdings make up 24% of its $281M portfolio in Q3 2014.
  • NWAM LLC opened 24 new positions and closed 28 in Q3 2014.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $281M.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.