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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$206M
AUM Growth
+$8.06M
Cap. Flow
-$14.2M
Cap. Flow %
-6.9%
Top 10 Hldgs %
23.6%
Holding
224
New
16
Increased
76
Reduced
112
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.27M
2
VTV icon
Vanguard Value ETF
VTV
+$1.15M
3
S
Sprint Corporation
S
+$1.02M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$953K
5
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$685K

Top Sells

Rank Stock Value
1
EPC icon
Edgewell Personal Care
EPC
+$13.7M
2
SBUX icon
Starbucks
SBUX
+$1.33M
3
AAPL icon
Apple
AAPL
+$1.15M
4
FON
SPRINT CORP FON COM
FON
+$965K
5
VB icon
Vanguard Small-Cap ETF
VB
+$657K

Sector Composition

Rank Sector Weight
1 Technology 11.88%
2 Financials 10.12%
3 Industrials 6.79%
4 Consumer Discretionary 5.92%
5 Healthcare 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
126
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$302K 0.15%
+8,424
New +$303K
VNR
127
DELISTED
Vanguard Natural Resources, LLC
VNR
$299K 0.15%
10,678
-31
-0.3% -$850
BRCM
128
DELISTED
BROADCOM CORP CL-A
BRCM
$298K 0.14%
11,451
+2,636
+30% +$74.4K
OB
129
DELISTED
Onebeacon Insurance Group Ltd
OB
$292K 0.14%
19,758
-382
-2% -$5.56K
LLY icon
130
Eli Lilly
LLY
$1.07T
$291K 0.14%
5,776
-142
-2% -$7.43K
ORCL icon
131
Oracle
ORCL
$331B
$291K 0.14%
8,762
-650
-7% -$21.1K
AFL icon
132
Aflac
AFL
$63.9B
$285K 0.14%
9,210
-614
-6% -$18.5K
DIS icon
133
Walt Disney
DIS
$165B
$279K 0.14%
4,333
-326
-7% -$20.9K
EFX icon
134
Equifax
EFX
$20.3B
$276K 0.13%
4,618
-72
-2% -$4.43K
KMP
135
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$274K 0.13%
3,432
+224
+7% +$18.6K
MCHP icon
136
Microchip Technology
MCHP
$42.8B
$273K 0.13%
13,546
-1,106
-8% -$21.9K
NLY icon
137
Annaly Capital Management
NLY
$16.9B
$270K 0.13%
5,825
+459
+9% +$21.6K
RSO
138
DELISTED
Resource Capital Corp.
RSO
$270K 0.13%
+1,087
New +$26.7K
LOW icon
139
Lowe's Companies
LOW
$116B
$267K 0.13%
5,610
-920
-14% -$41.8K
NKE icon
140
Nike
NKE
$61.9B
$265K 0.13%
14,594
-2,054
-12% -$67.1K
UNM icon
141
Unum
UNM
$13.8B
$261K 0.13%
8,564
-312
-4% -$9.58K
GDV icon
142
Gabelli Dividend & Income Trust
GDV
$2.6B
$258K 0.13%
13,685
-377
-3% -$7.12K
RTX icon
143
RTX Corp
RTX
$287B
$258K 0.13%
3,796
-583
-13% -$38.1K
GM icon
144
General Motors
GM
$74.7B
$249K 0.12%
6,914
+586
+9% +$21K
HUM icon
145
Humana
HUM
$46.7B
$249K 0.12%
2,667
-246
-8% -$22.6K
RTN
146
DELISTED
Raytheon Company
RTN
$247K 0.12%
3,210
-531
-14% -$39.4K
SFL icon
147
SFL Corp
SFL
$1.59B
$244K 0.12%
15,972
-463
-3% -$7.24K
ABBV icon
148
AbbVie
ABBV
$458B
$242K 0.12%
5,403
-443
-8% -$19.6K
VOT icon
149
Vanguard Mid-Cap Growth ETF
VOT
$19B
$240K 0.12%
+2,812
New +$233K
ESRX
150
DELISTED
Express Scripts Holding Company
ESRX
$240K 0.12%
3,883
-3
-0.1% -$194
4 5
6
7 8

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LBC
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CAM
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SC
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BGM
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NWAM LLC's Q3 2013 Portfolio in Review

As of Q3 2013, NWAM LLC held 224 positions worth $206M, up 4.1% from $198M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $14.2M in Q3 2013, closing 17 positions and reducing 112 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $965K position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Sprint Corporation worth $965K.

  • NWAM LLC's largest Q3 2013 buy was Sprint Corporation: 155,159 shares worth $965K.
  • NWAM LLC added most to Microsoft in Q3 2013, an estimated $1.27M increase.
  • NWAM LLC's biggest Q3 2013 reduction was Edgewell Personal Care, cutting an estimated $13.7M.
  • NWAM LLC fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $965K.
  • NWAM LLC's ten largest holdings make up 24% of its $206M portfolio in Q3 2013.
  • NWAM LLC opened 16 new positions and closed 17 in Q3 2013.
  • NWAM LLC's portfolio value rose 4.1% quarter-over-quarter to $206M.

Based on NWAM LLC's 13F filing for Q3 2013, filed 9 Sep 2016.