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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USFR icon
101
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$2.39M 0.24%
+47,531
New +$2.39M
IVW icon
102
iShares S&P 500 Growth ETF
IVW
$71.9B
$2.36M 0.24%
36,960
+2,420
+7% +$148K
EMB icon
103
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.34M 0.24%
27,144
-10,834
-29% -$934K
VBR icon
104
Vanguard Small-Cap Value ETF
VBR
$37.2B
$2.32M 0.24%
14,610
-9,163
-39% -$1.52M
MELI icon
105
Mercado Libre
MELI
$93.8B
$2.27M 0.23%
1,724
-101
-6% -$115K
NEM icon
106
Newmont
NEM
$97.9B
$2.27M 0.23%
46,337
+1,844
+4% +$89.4K
ITB icon
107
iShares US Home Construction ETF
ITB
$2.36B
$2.21M 0.22%
31,473
-14,608
-32% -$987K
VEU icon
108
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.19M 0.22%
41,001
-29,800
-42% -$1.58M
META icon
109
Meta Platforms (Facebook)
META
$1.53T
$2.15M 0.22%
10,156
-1,709
-14% -$291K
IEUR icon
110
iShares Core MSCI Europe ETF
IEUR
$8.79B
$2.09M 0.21%
39,809
+13,322
+50% +$682K
NVDA icon
111
NVIDIA
NVDA
$4.76T
$2.08M 0.21%
74,920
-65,710
-47% -$1.42M
IGSB icon
112
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$2.07M 0.21%
40,914
+2,701
+7% +$136K
BAC icon
113
Bank of America
BAC
$438B
$2.04M 0.21%
71,363
+2,138
+3% +$70.6K
VEEV icon
114
Veeva Systems
VEEV
$31.7B
$2.04M 0.21%
11,100
– –
DFAC icon
115
Dimensional US Core Equity 2 ETF
DFAC
$47.4B
$2.03M 0.21%
79,722
-74,868
-48% -$1.9M
FVD icon
116
First Trust Value Line Dividend Fund
FVD
$8.34B
$2.02M 0.21%
50,388
+123
+0.2% +$4.93K
IWR icon
117
iShares Russell Mid-Cap ETF
IWR
$55.9B
$1.98M 0.2%
28,261
-16,469
-37% -$1.16M
MRK icon
118
Merck
MRK
$326B
$1.93M 0.2%
18,164
-1,576
-8% -$170K
MUB icon
119
iShares National Muni Bond ETF
MUB
$45.2B
$1.91M 0.19%
17,696
-1,845
-9% -$197K
SCHZ icon
120
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.9M 0.19%
81,014
+54,410
+205% +$1.27M
IJS icon
121
iShares S&P Small-Cap 600 Value ETF
IJS
$8.13B
$1.89M 0.19%
20,191
-4,112
-17% -$402K
B
122
Barrick Mining
B
$62B
$1.89M 0.19%
101,651
+2,000
+2% +$35.9K
PPG icon
123
PPG Industries
PPG
$26.4B
$1.84M 0.19%
13,800
-54
-0.4% -$6.97K
V icon
124
Visa
V
$691B
$1.81M 0.18%
8,050
-1,367
-15% -$304K
CARR icon
125
Carrier Global
CARR
$56.8B
$1.81M 0.18%
39,612
+17,784
+81% +$796K
3 4
5
6 7

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.