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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
101
Chevron
CVX
$377B
$2.57M 0.23%
25,297
-710
-3% -$70.8K
PCAR icon
102
PACCAR
PCAR
$65.9B
$2.54M 0.23%
48,252
+153
+0.3% +$8.49K
TAN icon
103
Invesco Solar ETF
TAN
$1.52B
$2.53M 0.23%
31,661
+401
+1% +$33.8K
XOM icon
104
ExxonMobil
XOM
$616B
$2.47M 0.22%
42,050
-634
-1% -$36.1K
EEM icon
105
iShares MSCI Emerging Markets ETF
EEM
$28.3B
$2.47M 0.22%
48,944
-356
-0.7% -$18.5K
BKR icon
106
Baker Hughes
BKR
$55.4B
$2.39M 0.22%
96,671
-61,739
-39% -$1.38M
USMV icon
107
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$2.36M 0.21%
32,132
-7,134
-18% -$543K
IJS icon
108
iShares S&P Small-Cap 600 Value ETF
IJS
$8.16B
$2.36M 0.21%
23,427
-1,035
-4% -$104K
VSS icon
109
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$2.32M 0.21%
17,382
-142
-0.8% -$19.5K
BAC icon
110
Bank of America
BAC
$428B
$2.31M 0.21%
54,490
+2,257
+4% +$90.9K
DFAC icon
111
Dimensional US Core Equity 2 ETF
DFAC
$47.6B
$2.3M 0.21%
86,408
+10,240
+13% +$278K
BTZ icon
112
BlackRock Credit Allocation Income Trust
BTZ
$950M
$2.25M 0.2%
148,448
+74,489
+101% +$1.16M
RTX icon
113
RTX Corp
RTX
$266B
$2.22M 0.2%
25,776
+91
+0.4% +$7.78K
KRE icon
114
State Street SPDR S&P Regional Banking ETF
KRE
$4.87B
$2.21M 0.2%
32,593
-1,923
-6% -$124K
VYMI icon
115
Vanguard International High Dividend Yield ETF
VYMI
$20B
$2.17M 0.2%
+32,823
New +$2.22M
VGK icon
116
Vanguard FTSE Europe ETF
VGK
$29.9B
$2.15M 0.2%
32,788
+10,602
+48% +$726K
EMB icon
117
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.13M 0.19%
19,364
+3,533
+22% +$397K
FVD icon
118
First Trust Value Line Dividend Fund
FVD
$8.22B
$2.1M 0.19%
53,710
+833
+2% +$33.8K
MELI icon
119
Mercado Libre
MELI
$93.5B
$2.1M 0.19%
1,250
-100
-7% -$173K
XRT icon
120
State Street SPDR S&P Retail ETF
XRT
$375M
$2.08M 0.19%
23,064
-101
-0.4% -$9.6K
MINT icon
121
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.05M 0.19%
20,083
-599
-3% -$61.1K
PPG icon
122
PPG Industries
PPG
$25.8B
$2.05M 0.19%
14,312
-118
-0.8% -$18.9K
NARI
123
DELISTED
Inari Medical, Inc. Common Stock
NARI
$2.04M 0.18%
25,106
+13,713
+120% +$1.15M
EFA icon
124
iShares MSCI EAFE ETF
EFA
$76.2B
$2.02M 0.18%
25,950
-1,668
-6% -$133K
VZ icon
125
Verizon
VZ
$181B
$1.95M 0.18%
36,049
-3,053
-8% -$169K
3 4
5
6 7

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PAIM
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SFI
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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.