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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISCG icon
101
iShares Morningstar Small-Cap Growth ETF
ISCG
$971M
$2.2M 0.25%
+43,452
New +$1.97M
CVX icon
102
Chevron
CVX
$381B
$2.1M 0.24%
24,871
-150
-0.6% -$12.1K
VSS icon
103
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$2.09M 0.24%
17,182
-206
-1% -$23.3K
EFA icon
104
iShares MSCI EAFE ETF
EFA
$76.6B
$2.09M 0.24%
28,674
+3,257
+13% +$223K
IWM icon
105
iShares Russell 2000 ETF
IWM
$80B
$2.07M 0.24%
10,559
-747
-7% -$131K
BABA icon
106
Alibaba
BABA
$274B
$2M 0.23%
8,614
-6,989
-45% -$1.94M
HYG icon
107
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$2M 0.23%
22,897
+8,399
+58% +$719K
FDX icon
108
FedEx
FDX
$73.7B
$1.97M 0.23%
7,604
-1,143
-13% -$317K
DHR icon
109
Danaher
DHR
$136B
$1.94M 0.22%
+9,865
New +$1.98M
NOW icon
110
ServiceNow
NOW
$111B
$1.93M 0.22%
+17,535
New +$1.82M
MDY icon
111
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$1.93M 0.22%
+4,594
New +$1.77M
IEFA icon
112
iShares Core MSCI EAFE ETF
IEFA
$187B
$1.91M 0.22%
+27,621
New +$1.79M
BIV icon
113
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$1.87M 0.21%
20,120
+6,242
+45% +$581K
FVD icon
114
First Trust Value Line Dividend Fund
FVD
$8.32B
$1.85M 0.21%
52,869
-1,638
-3% -$55.4K
HON icon
115
Honeywell
HON
$77.2B
$1.85M 0.21%
+9,249
New +$1.68M
IEF icon
116
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.83M 0.21%
+15,258
New +$1.84M
RTX icon
117
RTX Corp
RTX
$296B
$1.82M 0.21%
25,448
+78
+0.3% +$5.13K
IHI icon
118
iShares US Medical Devices ETF
IHI
$3.07B
$1.8M 0.21%
+33,060
New +$1.73M
OEF icon
119
CALL
iShares S&P 100 ETF
OEF
$19.7B
$1.76M 0.2%
+18,400
New +$3M
UNP icon
120
Union Pacific
UNP
$178B
$1.75M 0.2%
+8,401
New +$1.68M
MUB icon
121
iShares National Muni Bond ETF
MUB
$45.2B
$1.73M 0.2%
+14,750
New +$1.71M
RITM icon
122
Rithm Capital
RITM
$5.15B
$1.73M 0.2%
173,971
+7,849
+5% +$69.4K
DIS icon
123
Walt Disney
DIS
$168B
$1.71M 0.2%
9,449
-2,304
-20% -$331K
IJS icon
124
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$1.67M 0.19%
+20,575
New +$1.5M
EMR icon
125
Emerson Electric
EMR
$82.8B
$1.66M 0.19%
20,691
+2,214
+12% +$165K
3 4
5
6 7

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.