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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$606M
AUM Growth
-$108M
Cap. Flow
-$158M
Cap. Flow %
-26.11%
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.98M
2
SHOP icon
Shopify
SHOP
+$3.62M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.37M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$2.78M
5
MOS icon
The Mosaic Company
MOS
+$2.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$25.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 18.93%
2 Consumer Discretionary 6.02%
3 Industrials 4.84%
4 Financials 4.11%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
101
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.49M 0.25%
14,250
+1,133
+9% +$118K
RTX icon
102
RTX Corp
RTX
$294B
$1.46M 0.24%
25,370
+16,287
+179% +$992K
DIS icon
103
Walt Disney
DIS
$168B
$1.46M 0.24%
11,753
-11,383
-49% -$1.42M
MRK icon
104
Merck
MRK
$325B
$1.41M 0.23%
17,809
+564
+3% +$44.2K
TAN icon
105
Invesco Solar ETF
TAN
$1.45B
$1.41M 0.23%
21,732
-719
-3% -$36.1K
RITM icon
106
Rithm Capital
RITM
$5.18B
$1.32M 0.22%
166,122
-2,655
-2% -$20.4K
ABT icon
107
Abbott
ABT
$184B
$1.31M 0.22%
11,999
-1,895
-14% -$192K
BIV icon
108
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$1.3M 0.21%
13,878
+6,250
+82% +$585K
KL
109
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$1.29M 0.21%
26,452
+19,126
+261% +$958K
VCSH icon
110
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.27M 0.21%
15,336
-36,473
-70% -$3.02M
BLV icon
111
Vanguard Long-Term Bond ETF
BLV
$5.78B
$1.26M 0.21%
11,297
-34
-0.3% -$3.87K
VGK icon
112
Vanguard FTSE Europe ETF
VGK
$30B
$1.25M 0.21%
23,760
-594
-2% -$31.7K
HFWA icon
113
Heritage Financial
HFWA
$1.23B
$1.23M 0.2%
66,947
– –
WM icon
114
Waste Management
WM
$96.3B
$1.23M 0.2%
10,827
+636
+6% +$70.3K
HYG icon
115
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.22M 0.2%
14,498
+5,716
+65% +$481K
EMR icon
116
Emerson Electric
EMR
$82.8B
$1.21M 0.2%
18,477
+7,745
+72% +$510K
BAC icon
117
Bank of America
BAC
$435B
$1.21M 0.2%
50,215
-72
-0.1% -$1.79K
EMB icon
118
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.21M 0.2%
10,916
-405
-4% -$45.5K
T icon
119
AT&T
T
$167B
$1.2M 0.2%
55,871
-56,055
-50% -$1.25M
PGF icon
120
Invesco Financial Preferred ETF
PGF
$674M
$1.2M 0.2%
64,157
+13,655
+27% +$254K
ABBV icon
121
AbbVie
ABBV
$458B
$1.2M 0.2%
13,691
-28,005
-67% -$2.64M
FSLR icon
122
First Solar
FSLR
$21.5B
$1.19M 0.2%
+18,005
New +$1.2M
CMCSA icon
123
Comcast
CMCSA
$82.4B
$1.12M 0.19%
24,256
-1,263
-5% -$54.9K
NTRA icon
124
Natera
NTRA
$37.1B
$1.09M 0.18%
15,100
– –
BKLN icon
125
Invesco Senior Loan ETF
BKLN
$6.97B
$1.08M 0.18%
49,685
-2,983
-6% -$64.8K
3 4
5
6 7

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NWAM LLC's Q3 2020 Portfolio in Review

As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.

  • NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
  • NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
  • NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
  • NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
  • NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
  • NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
  • NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.