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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
101
Vanguard S&P 500 ETF
VOO
$968B
$1.8K 0.05%
7,593
+4,365
+135% +$1.22M
IAU icon
102
iShares Gold Trust
IAU
$63.4B
$1.73K 0.05%
57,458
+46,746
+436% +$1.41M
K
103
DELISTED
Kellanova
K
$1.7K 0.05%
30,234
+24,885
+465% +$1.53M
PTF icon
104
Invesco Dorsey Wright Technology Momentum ETF
PTF
$598M
$1.69K 0.05%
+74,889
New +$1.92M
DVY icon
105
iShares Select Dividend ETF
DVY
$23.8B
$1.66K 0.04%
22,586
+1,345
+6% +$129K
PYPL icon
106
PayPal
PYPL
$49.5B
$1.62K 0.04%
16,955
+13,752
+429% +$1.52M
META icon
107
Meta Platforms (Facebook)
META
$1.51T
$1.61K 0.04%
9,651
-669
-6% -$131K
ABBV icon
108
AbbVie
ABBV
$454B
$1.57K 0.04%
20,596
-1,411
-6% -$120K
EEM icon
109
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$1.53K 0.04%
44,903
+986
+2% +$40.5K
XLRE icon
110
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$1.53K 0.04%
49,306
+7
+0% +$261
GDX icon
111
VanEck Gold Miners ETF
GDX
$23.2B
$1.53K 0.04%
66,240
+54,039
+443% +$1.48M
FVD icon
112
First Trust Value Line Dividend Fund
FVD
$8.32B
$1.52K 0.04%
55,007
+11,603
+27% +$390K
TIP icon
113
iShares TIPS Bond ETF
TIP
$14.5B
$1.51K 0.04%
12,825
-13
-0.1% -$1.53K
ZBH icon
114
Zimmer Biomet
ZBH
$17.8B
$1.51K 0.04%
15,400
+12,832
+500% +$1.68M
MDY icon
115
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$1.49K 0.04%
5,678
-271
-5% -$91.9K
SBIO icon
116
ALPS Medical Breakthroughs ETF
SBIO
$205M
$1.49K 0.04%
+47,006
New +$1.8M
NVDA icon
117
NVIDIA
NVDA
$4.76T
$1.45K 0.04%
219,920
+88,760
+68% +$560K
BKK
118
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.44K 0.04%
97,857
– –
VBR icon
119
Vanguard Small-Cap Value ETF
VBR
$37.3B
$1.42K 0.04%
16,029
+782
+5% +$94.9K
GBIL icon
120
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$1.42K 0.04%
14,055
-1,182
-8% -$119K
WY icon
121
Weyerhaeuser
WY
$17.2B
$1.42K 0.04%
83,534
+63,024
+307% +$1.66M
BBN icon
122
BlackRock Taxable Municipal Bond Trust
BBN
$971M
$1.39K 0.04%
63,918
+5,524
+9% +$136K
SCHO icon
123
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$1.39K 0.04%
53,720
-50,372
-48% -$1.28M
HFWA icon
124
Heritage Financial
HFWA
$1.23B
$1.37K 0.04%
68,497
– –
VGK icon
125
Vanguard FTSE Europe ETF
VGK
$30.1B
$1.36K 0.04%
31,533
+1,860
+6% +$98.5K
3 4
5
6 7

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.