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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
101
Energy Transfer Partners
ET
$69.9B
$1.26M 0.22%
98,025
+43,611
+80% +$537K
HD icon
102
Home Depot
HD
$338B
$1.26M 0.22%
5,756
+1,034
+22% +$234K
HPS
103
John Hancock Preferred Income Fund III
HPS
$461M
$1.26M 0.22%
65,089
– –
VWOB icon
104
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.21B
$1.24M 0.21%
15,266
+352
+2% +$28.3K
UPS icon
105
United Parcel Service
UPS
$100B
$1.21M 0.21%
10,320
+421
+4% +$49.8K
JNK icon
106
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$1.2M 0.21%
10,938
+31
+0.3% +$3.36K
HYLD
107
DELISTED
High Yield ETF
HYLD
$1.19M 0.21%
35,521
-675
-2% -$22.6K
AAXJ icon
108
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$1.18M 0.2%
16,013
+1,242
+8% +$86.9K
MELI icon
109
Mercado Libre
MELI
$92B
$1.17M 0.2%
2,050
– –
QCOM icon
110
Qualcomm
QCOM
$181B
$1.14M 0.2%
12,864
+503
+4% +$42.1K
IJJ icon
111
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$1.13M 0.2%
13,278
-182
-1% -$15K
CMCSA icon
112
Comcast
CMCSA
$85B
$1.13M 0.2%
25,164
-182
-0.7% -$8.1K
OMP
113
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$1.1M 0.19%
66,233
+21,925
+49% +$367K
MMM icon
114
3M
MMM
$83.4B
$1.09M 0.19%
7,425
+187
+3% +$26.2K
NBH
115
Neuberger Municipal Fund Inc
NBH
$309M
$1.09M 0.19%
71,053
-17,321
-20% -$268K
MRK icon
116
Merck
MRK
$315B
$1.09M 0.19%
12,594
+158
+1% +$13K
FAD icon
117
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$628M
$1.09M 0.19%
14,129
+2,183
+18% +$163K
HON icon
118
Honeywell
HON
$71.3B
$1.07M 0.19%
6,415
+1,360
+27% +$222K
FAX
119
abrdn Asia-Pacific Income Fund
FAX
$592M
$1.04M 0.18%
40,723
+4,360
+12% +$111K
FTA icon
120
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.61B
$1.03M 0.18%
18,149
-1,463
-7% -$78.4K
AWF
121
AllianceBernstein Global High Income Fund
AWF
$873M
$998K 0.17%
82,316
+3,024
+4% +$36.3K
GILD icon
122
Gilead Sciences
GILD
$167B
$998K 0.17%
15,362
+1,800
+13% +$117K
HMLP
123
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$995K 0.17%
63,656
-398
-0.6% -$6.16K
IVW icon
124
iShares S&P 500 Growth ETF
IVW
$73.1B
$978K 0.17%
20,212
-1,144
-5% -$53K
ORCL icon
125
Oracle
ORCL
$364B
$973K 0.17%
18,372
-5,283
-22% -$291K
3 4
5
6 7

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.