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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$464M
AUM Growth
+$74.4M
Cap. Flow
+$24.9M
Cap. Flow %
5.36%
Top 10 Hldgs %
26.89%
Holding
369
New
43
Increased
160
Reduced
96
Closed
13

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.77M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.66M
3
VTV icon
Vanguard Value ETF
VTV
+$1.29M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.11M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.08M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.39M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.34M
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$924K
4
KOL
VanEck Vectors Coal ETF
KOL
+$491K
5
PAG icon
Penske Automotive Group
PAG
+$408K

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.07%
3 Industrials 5.08%
4 Consumer Discretionary 4.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
101
Invesco Senior Loan ETF
BKLN
$7.19B
$1.02M 0.22%
45,138
-1,272
-3% -$28.7K
MRK icon
102
Merck
MRK
$315B
$984K 0.21%
12,400
-96
-0.8% -$7.18K
IJJ icon
103
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$967K 0.21%
12,326
+206
+2% +$15.9K
IYM icon
104
iShares US Basic Materials ETF
IYM
$1.18B
$965K 0.21%
10,553
-197
-2% -$17.7K
RDS.A
105
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$943K 0.2%
15,059
-141
-0.9% -$8.72K
ET icon
106
Energy Transfer Partners
ET
$69.9B
$934K 0.2%
60,774
+7,413
+14% +$110K
IEMG icon
107
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$933K 0.2%
18,045
+6,620
+58% +$335K
IBB icon
108
iShares Biotechnology ETF
IBB
$9.23B
$931K 0.2%
8,327
+153
+2% +$16.8K
MO icon
109
Altria Group
MO
$124B
$931K 0.2%
16,212
+9,217
+132% +$471K
VGIT icon
110
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$924K 0.2%
14,325
+10,619
+287% +$676K
IYE icon
111
iShares US Energy ETF
IYE
$1.7B
$922K 0.2%
25,598
+1,927
+8% +$67.4K
DIS icon
112
Walt Disney
DIS
$170B
$918K 0.2%
8,268
+667
+9% +$74.6K
MUE
113
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$913K 0.2%
74,198
– –
AWF
114
AllianceBernstein Global High Income Fund
AWF
$873M
$906K 0.2%
78,149
+4,299
+6% +$49K
NEA icon
115
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$906K 0.2%
67,851
-1,429
-2% -$18.6K
IVW icon
116
iShares S&P 500 Growth ETF
IVW
$73.1B
$901K 0.19%
20,900
-780
-4% -$32K
IFLN
117
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$309M
$895K 0.19%
47,971
+310
+0.7% +$5.71K
BBN icon
118
BlackRock Taxable Municipal Bond Trust
BBN
$981M
$863K 0.19%
38,479
+1,520
+4% +$33.4K
PCN
119
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$862K 0.19%
50,066
+469
+0.9% +$7.65K
DMO
120
Western Asset Mortgage Opportunity Fund
DMO
$122M
$847K 0.18%
40,827
+505
+1% +$10.5K
VWOB icon
121
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.21B
$830K 0.18%
10,603
+4,272
+67% +$328K
AMGN icon
122
Amgen
AMGN
$198B
$825K 0.18%
4,342
+441
+11% +$84.2K
UPS icon
123
United Parcel Service
UPS
$100B
$824K 0.18%
7,375
+63
+0.9% +$6.68K
UNH icon
124
UnitedHealth
UNH
$387B
$823K 0.18%
3,329
-120
-3% -$30.6K
IWN icon
125
iShares Russell 2000 Value ETF
IWN
$14.4B
$815K 0.18%
6,797
-156
-2% -$18.6K
3 4
5
6 7

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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NWAM LLC's Q1 2019 Portfolio in Review

As of Q1 2019, NWAM LLC held 369 positions worth $464M, up 19% from $389M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $24.9M of net new capital in Q1 2019, opening 43 new positions and adding to 160 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.39M trimmed.

  • NWAM LLC's largest Q1 2019 buy was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.
  • NWAM LLC added most to iShares Russell 1000 Value ETF in Q1 2019, an estimated $1.77M increase.
  • NWAM LLC's biggest Q1 2019 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.39M.
  • NWAM LLC fully exited iShares US Healthcare Providers ETF in Q1 2019, selling an estimated $1.34M.
  • NWAM LLC's ten largest holdings make up 27% of its $464M portfolio in Q1 2019.
  • NWAM LLC opened 43 new positions and closed 13 in Q1 2019.
  • NWAM LLC's portfolio value rose 19% quarter-over-quarter to $464M.

Based on NWAM LLC's 13F filing for Q1 2019, filed 17 Apr 2019.