NL

NWAM LLC Portfolio holdings

AUM $1.23B
This Quarter Return
+4.73%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$395M
AUM Growth
+$395M
Cap. Flow
-$5.75M
Cap. Flow %
-1.46%
Top 10 Hldgs %
24.78%
Holding
344
New
17
Increased
124
Reduced
129
Closed
21

Top Buys

1
HCR
Hi-Crush Inc. Common Stock
HCR
$814K
2
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
$601K
3
GEL icon
Genesis Energy
GEL
$432K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$380K
5
PCAR icon
PACCAR
PCAR
$375K

Top Sells

1
AMLP icon
Alerian MLP ETF
AMLP
$2.54M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$1.39M
3
CNXM
CNX Midstream Partners LP
CNXM
$1.01M
4
AAPL icon
Apple
AAPL
$805K
5
AMZN icon
Amazon
AMZN
$617K

Sector Composition

1 Technology 9.3%
2 Financials 7.16%
3 Industrials 5.76%
4 Consumer Discretionary 4.09%
5 Healthcare 3.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVE icon
101
iShares S&P 500 Value ETF
IVE
$40.9B
$976K 0.25%
8,544
+1,433
+20% +$164K
BMY icon
102
Bristol-Myers Squibb
BMY
$96.7B
$957K 0.24%
15,619
+875
+6% +$53.6K
PCN
103
PIMCO Corporate & Income Strategy Fund
PCN
$837M
$937K 0.24%
54,506
-314
-0.6% -$5.4K
IJJ icon
104
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8B
$936K 0.24%
11,688
– –
RDS.A
105
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$930K 0.24%
13,943
+798
+6% +$53.2K
FAX
106
abrdn Asia-Pacific Income Fund
FAX
$674M
$912K 0.23%
31,141
-1,153
-4% -$33.8K
NLY icon
107
Annaly Capital Management
NLY
$13.8B
$901K 0.23%
18,950
+109
+0.6% +$5.18K
AADR icon
108
AdvisorShares Dorsey Wright ADR ETF
AADR
$43.8M
$900K 0.23%
15,288
+4,213
+38% +$248K
CRHM
109
DELISTED
CRH Medical Corporation
CRHM
$895K 0.23%
337,800
– –
BOH icon
110
Bank of Hawaii
BOH
$2.69B
$857K 0.22%
10,000
– –
OMER icon
111
Omeros
OMER
$284M
$857K 0.22%
44,129
-2,391
-5% -$46.4K
FVD icon
112
First Trust Value Line Dividend Fund
FVD
$9.1B
$848K 0.21%
27,477
– –
HD icon
113
Home Depot
HD
$406B
$841K 0.21%
4,435
-2,070
-32% -$393K
IYE icon
114
iShares US Energy ETF
IYE
$1.18B
$835K 0.21%
21,071
+4,021
+24% +$159K
DHR icon
115
Danaher
DHR
$143B
$826K 0.21%
10,041
– –
HCR
116
DELISTED
Hi-Crush Inc. Common Stock
HCR
$814K 0.21%
+76,105
New +$814K
FTF
117
Franklin Limited Duration Income Trust
FTF
$259M
$807K 0.2%
68,238
-1
-0% -$12
IWM icon
118
iShares Russell 2000 ETF
IWM
$66.6B
$789K 0.2%
5,176
+80
+2% +$12.2K
MCD icon
119
McDonald's
MCD
$226B
$774K 0.2%
4,497
-514
-10% -$88.5K
NBH
120
Neuberger Berman Municipal Fund
NBH
$292M
$770K 0.2%
52,065
– –
DIS icon
121
Walt Disney
DIS
$211B
$757K 0.19%
7,039
-608
-8% -$65.4K
LMT icon
122
Lockheed Martin
LMT
$105B
$745K 0.19%
2,321
+1,115
+92% +$358K
IBM icon
123
IBM
IBM
$227B
$736K 0.19%
5,015
+918
+22% +$135K
KOL
124
DELISTED
VanEck Vectors Coal ETF
KOL
$717K 0.18%
4,475
-73
-2% -$11.7K
KYN icon
125
Kayne Anderson Energy Infrastructure Fund
KYN
$2.07B
$714K 0.18%
37,502
+9,293
+33% +$177K
3 4
5
6 7