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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.73%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$395M
AUM Growth
+$10.1M
Cap. Flow
-$6.25M
Cap. Flow %
-1.58%
Top 10 Hldgs %
24.78%
Holding
343
New
16
Increased
124
Reduced
130
Closed
20

Top Buys

Rank Stock Value
1
HCR
Hi-Crush Inc. Common Stock
HCR
+$763K
2
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$593K
3
GEL icon
Genesis Energy
GEL
+$447K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$381K
5
PCAR icon
PACCAR
PCAR
+$375K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.54M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.4M
3
CNXM
CNX Midstream Partners LP
CNXM
+$1.01M
4
AAPL icon
Apple
AAPL
+$795K
5
AMZN icon
Amazon
AMZN
+$581K

Sector Composition

Rank Sector Weight
1 Technology 9.3%
2 Financials 7.16%
3 Industrials 5.76%
4 Consumer Discretionary 4.09%
5 Healthcare 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
101
iShares S&P 500 Value ETF
IVE
$48.8B
$976K 0.25%
8,544
+1,433
+20% +$159K
BMY icon
102
Bristol-Myers Squibb
BMY
$124B
$957K 0.24%
15,619
+875
+6% +$54.7K
PCN
103
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$937K 0.24%
54,506
-314
-0.6% -$5.33K
IJJ icon
104
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$936K 0.24%
11,688
– –
RDS.A
105
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$930K 0.24%
13,943
+798
+6% +$50.3K
FAX
106
abrdn Asia-Pacific Income Fund
FAX
$592M
$912K 0.23%
31,141
-1,153
-4% -$34.5K
NLY icon
107
Annaly Capital Management
NLY
$16.9B
$901K 0.23%
18,950
+109
+0.6% +$5.17K
AADR icon
108
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.1M
$900K 0.23%
15,288
+4,213
+38% +$240K
CRHM
109
DELISTED
CRH Medical Corporation
CRHM
$895K 0.23%
337,800
– –
BOH icon
110
Bank of Hawaii
BOH
$3.4B
$857K 0.22%
10,000
– –
OMER icon
111
Omeros
OMER
$701M
$857K 0.22%
44,129
-2,391
-5% -$44.8K
FVD icon
112
First Trust Value Line Dividend Fund
FVD
$8.27B
$848K 0.21%
27,477
– –
HD icon
113
Home Depot
HD
$338B
$841K 0.21%
4,435
-2,070
-32% -$357K
IYE icon
114
iShares US Energy ETF
IYE
$1.7B
$835K 0.21%
21,071
+4,021
+24% +$151K
DHR icon
115
Danaher
DHR
$144B
$826K 0.21%
10,041
– –
HCR
116
DELISTED
Hi-Crush Inc. Common Stock
HCR
$814K 0.21%
+76,105
New +$763K
FTF
117
Franklin Limited Duration Income Trust
FTF
$236M
$807K 0.2%
68,238
-1
-0% -$12
IWM icon
118
iShares Russell 2000 ETF
IWM
$82.2B
$789K 0.2%
5,176
+80
+2% +$12K
MCD icon
119
McDonald's
MCD
$190B
$774K 0.2%
4,497
-514
-10% -$86.3K
NBH
120
Neuberger Municipal Fund Inc
NBH
$309M
$770K 0.2%
52,065
– –
DIS icon
121
Walt Disney
DIS
$170B
$757K 0.19%
7,039
-608
-8% -$62.6K
LMT icon
122
Lockheed Martin
LMT
$117B
$745K 0.19%
2,321
+1,115
+92% +$352K
IBM icon
123
IBM
IBM
$200B
$736K 0.19%
5,015
+918
+22% +$133K
KOL
124
DELISTED
VanEck Vectors Coal ETF
KOL
$717K 0.18%
4,475
-73
-2% -$11.1K
KYN icon
125
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$714K 0.18%
37,502
+9,293
+33% +$153K
3 4
5
6 7

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NWAM LLC's Q4 2017 Portfolio in Review

As of Q4 2017, NWAM LLC held 343 positions worth $395M, up 2.6% from $385M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC's Q4 2017 filing shows 16 new, 124 increased, 130 reduced and 20 closed positions. Its largest new stake was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K. The largest sale was Alerian MLP ETF, an estimated $2.54M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.8% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2017 buy was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q4 2017, an estimated $381K increase.
  • NWAM LLC's biggest Q4 2017 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $1.4M.
  • NWAM LLC fully exited Alerian MLP ETF in Q4 2017, selling an estimated $2.54M.
  • NWAM LLC's ten largest holdings make up 25% of its $395M portfolio in Q4 2017.
  • NWAM LLC opened 16 new positions and closed 20 in Q4 2017.
  • NWAM LLC's portfolio value rose 2.6% quarter-over-quarter to $395M.

Based on NWAM LLC's 13F filing for Q4 2017, filed 7 Feb 2018.