We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$385M
AUM Growth
-$190M
Cap. Flow
-$201M
Cap. Flow %
-52.36%
Top 10 Hldgs %
24.13%
Holding
349
New
27
Increased
171
Reduced
79
Closed
22

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.98M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.18M
3
PG icon
Procter & Gamble
PG
+$1.3M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$876K
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$601K

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$1.87M
2
MSFT icon
Microsoft
MSFT
+$692K
3
BND icon
Vanguard Total Bond Market
BND
+$637K
4
DD
Du Pont De Nemours E I
DD
+$578K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$464K

Sector Composition

Rank Sector Weight
1 Technology 8.81%
2 Financials 7.29%
3 Industrials 5.21%
4 Healthcare 4.28%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
101
Union Pacific
UNP
$179B
$946K 0.25%
8,161
-117
-1% -$12.5K
BMY icon
102
Bristol-Myers Squibb
BMY
$124B
$940K 0.24%
14,744
-306
-2% -$17.9K
HMLP
103
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$939K 0.24%
50,639
+1,483
+3% +$27.9K
V icon
104
Visa
V
$682B
$937K 0.24%
8,908
+2,170
+32% +$220K
IVW icon
105
iShares S&P 500 Growth ETF
IVW
$73.1B
$925K 0.24%
25,792
+17,060
+195% +$601K
NLY icon
106
Annaly Capital Management
NLY
$16.9B
$919K 0.24%
18,841
-17
-0.1% -$832
IMCV icon
107
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.12B
$906K 0.24%
18,000
-84
-0.5% -$4.15K
VTI icon
108
Vanguard Total Stock Market ETF
VTI
$658B
$900K 0.23%
6,950
+328
+5% +$41.5K
IJJ icon
109
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$893K 0.23%
11,688
+958
+9% +$71K
CRHM
110
DELISTED
CRH Medical Corporation
CRHM
$878K 0.23%
337,800
– –
MRK icon
111
Merck
MRK
$315B
$838K 0.22%
13,724
-788
-5% -$47.8K
BOH icon
112
Bank of Hawaii
BOH
$3.4B
$834K 0.22%
10,000
– –
FTF
113
Franklin Limited Duration Income Trust
FTF
$236M
$820K 0.21%
68,239
– –
AGN
114
DELISTED
Allergan plc
AGN
$818K 0.21%
3,992
+341
+9% +$79.3K
FVD icon
115
First Trust Value Line Dividend Fund
FVD
$8.27B
$817K 0.21%
27,477
+3,406
+14% +$100K
ANH
116
DELISTED
Anworth Mortgage Asset Corporation
ANH
$813K 0.21%
135,350
+2,000
+1% +$12.1K
GLD icon
117
SPDR Gold Trust
GLD
$130B
$801K 0.21%
6,590
-36
-0.5% -$4.38K
NBH
118
Neuberger Municipal Fund Inc
NBH
$309M
$800K 0.21%
52,065
– –
RDS.A
119
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$796K 0.21%
13,145
+215
+2% +$12K
MCD icon
120
McDonald's
MCD
$190B
$785K 0.2%
5,011
-753
-13% -$118K
TSLA icon
121
Tesla
TSLA
$1.43T
$768K 0.2%
33,765
+675
+2% +$15.6K
IVE icon
122
iShares S&P 500 Value ETF
IVE
$48.8B
$767K 0.2%
7,111
+5,049
+245% +$535K
DHR icon
123
Danaher
DHR
$144B
$764K 0.2%
10,041
+14
+0.1% +$1.04K
IWM icon
124
iShares Russell 2000 ETF
IWM
$82.2B
$755K 0.2%
5,096
-363
-7% -$51.1K
DIS icon
125
Walt Disney
DIS
$170B
$754K 0.2%
7,647
-771
-9% -$79.3K
3 4
5
6 7

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q3 2017 Portfolio in Review

As of Q3 2017, NWAM LLC held 349 positions worth $385M, down 33% from $575M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $201M in Q3 2017, closing 22 positions and reducing 79 holdings. Its most notable exit was Diversified Real Asset Income Fd, an estimated $1.87M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Real Asset Income & Growth Fund worth $2.18M.

  • NWAM LLC's largest Q3 2017 buy was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.
  • NWAM LLC added most to US Bancorp in Q3 2017, an estimated $2.98M increase.
  • NWAM LLC's biggest Q3 2017 reduction was Microsoft, cutting an estimated $692K.
  • NWAM LLC fully exited Diversified Real Asset Income Fd in Q3 2017, selling an estimated $1.87M.
  • NWAM LLC's ten largest holdings make up 24% of its $385M portfolio in Q3 2017.
  • NWAM LLC opened 27 new positions and closed 22 in Q3 2017.
  • NWAM LLC's portfolio value fell 33% quarter-over-quarter to $385M.

Based on NWAM LLC's 13F filing for Q3 2017, filed 1 Nov 2017.