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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
101
Qualcomm
QCOM
$181B
$776K 0.24%
13,526
+425
+3% +$24.7K
NBH
102
Neuberger Municipal Fund Inc
NBH
$309M
$773K 0.24%
52,065
– –
MRK icon
103
Merck
MRK
$315B
$764K 0.23%
12,600
+1,703
+16% +$103K
DHR icon
104
Danaher
DHR
$144B
$761K 0.23%
10,041
+14
+0.1% +$1.04K
TSLA icon
105
Tesla
TSLA
$1.43T
$757K 0.23%
40,815
-4,515
-10% -$76.4K
TDAY
106
USA Today Co
TDAY
$1.25B
$748K 0.23%
52,646
+3,736
+8% +$57K
MCD icon
107
McDonald's
MCD
$190B
$746K 0.23%
5,757
-52
-0.9% -$6.53K
AXP icon
108
American Express
AXP
$242B
$736K 0.22%
9,306
+3,737
+67% +$292K
RDS.A
109
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$695K 0.21%
13,184
-250
-2% -$13.4K
BABA icon
110
Alibaba
BABA
$276B
$683K 0.21%
6,338
-3,822
-38% -$389K
NAD icon
111
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$683K 0.21%
49,865
– –
OMER icon
112
Omeros
OMER
$701M
$677K 0.21%
44,790
+232
+0.5% +$2.54K
AMGN icon
113
Amgen
AMGN
$198B
$670K 0.2%
4,086
-179
-4% -$29.7K
WELL icon
114
Welltower
WELL
$172B
$670K 0.2%
9,459
+126
+1% +$8.5K
HD icon
115
Home Depot
HD
$338B
$656K 0.2%
4,469
-1,343
-23% -$190K
FVD icon
116
First Trust Value Line Dividend Fund
FVD
$8.27B
$648K 0.2%
+22,321
New +$640K
NRK icon
117
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$925M
$646K 0.2%
49,767
– –
IWM icon
118
iShares Russell 2000 ETF
IWM
$82.2B
$644K 0.2%
4,681
+48
+1% +$6.56K
KOL
119
DELISTED
VanEck Vectors Coal ETF
KOL
$634K 0.19%
4,587
-3,956
-46% -$524K
VTI icon
120
Vanguard Total Stock Market ETF
VTI
$658B
$628K 0.19%
5,174
-353
-6% -$42.3K
TAN icon
121
Invesco Solar ETF
TAN
$1.58B
$619K 0.19%
+35,798
New +$638K
SCHF icon
122
Schwab International Equity ETF
SCHF
$65.4B
$617K 0.19%
41,338
-15,428
-27% -$224K
ANIP icon
123
ANI Pharmaceuticals
ANIP
$1.8B
$614K 0.19%
12,394
+25
+0.2% +$1.4K
IBB icon
124
iShares Biotechnology ETF
IBB
$9.23B
$612K 0.19%
6,261
-384
-6% -$36.8K
DD
125
DELISTED
Du Pont De Nemours E I
DD
$600K 0.18%
7,474
+326
+5% +$25.3K
3 4
5
6 7

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.