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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAXJ icon
101
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$761K 0.06%
+12,572
New +$735K
IJS icon
102
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$753K 0.06%
12,064
-30
-0.2% -$1.84K
NAD icon
103
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$751K 0.06%
+49,865
New +$774K
VIG icon
104
Vanguard Dividend Appreciation ETF
VIG
$111B
$745K 0.06%
8,875
+2,444
+38% +$207K
FAX
105
abrdn Asia-Pacific Income Fund
FAX
$592M
$737K 0.06%
23,979
-1,415
-6% -$44.1K
DD icon
106
DuPont de Nemours
DD
$18.3B
$730K 0.06%
5,558
+396
+8% +$52.8K
BOH icon
107
Bank of Hawaii
BOH
$3.4B
$726K 0.06%
10,000
– –
NRK icon
108
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$925M
$703K 0.05%
49,767
– –
WELL icon
109
Welltower
WELL
$172B
$703K 0.05%
9,405
-34
-0.4% -$2.6K
ANH
110
DELISTED
Anworth Mortgage Asset Corporation
ANH
$695K 0.05%
141,350
+2,000
+1% +$9.8K
RDS.A
111
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$693K 0.05%
13,837
+1,577
+13% +$80.5K
VGR
112
DELISTED
Vector Group Ltd.
VGR
$688K 0.05%
52,194
+10,957
+27% +$143K
IMCB icon
113
iShares Morningstar Mid-Cap ETF
IMCB
$1.63B
$672K 0.05%
+17,412
New +$673K
DHR icon
114
Danaher
DHR
$144B
$670K 0.05%
9,647
-3,058
-24% -$217K
IYE icon
115
iShares US Energy ETF
IYE
$1.7B
$665K 0.05%
17,062
+625
+4% +$23.8K
VBR icon
116
Vanguard Small-Cap Value ETF
VBR
$37.1B
$655K 0.05%
5,920
+294
+5% +$32.2K
DDD icon
117
3D Systems Corp
DDD
$439M
$651K 0.05%
+36,284
New +$544K
UNP icon
118
Union Pacific
UNP
$179B
$646K 0.05%
6,624
+327
+5% +$30.6K
IBB icon
119
iShares Biotechnology ETF
IBB
$9.23B
$642K 0.05%
6,651
-135
-2% -$12.8K
HD icon
120
Home Depot
HD
$338B
$639K 0.05%
4,965
+1,413
+40% +$188K
MQT
121
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$636K 0.05%
44,885
+23,200
+107% +$335K
VTI icon
122
Vanguard Total Stock Market ETF
VTI
$658B
$616K 0.05%
5,531
+2,357
+74% +$261K
NVG icon
123
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.73B
$613K 0.05%
38,120
+2,159
+6% +$35K
MRK icon
124
Merck
MRK
$315B
$602K 0.05%
10,116
+1,299
+15% +$76K
NZF icon
125
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$577K 0.04%
36,645
– –
3 4
5
6 7

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.