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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$255M
AUM Growth
+$2.15M
Cap. Flow
-$7.72M
Cap. Flow %
-3.03%
Top 10 Hldgs %
27.48%
Holding
273
New
20
Increased
76
Reduced
121
Closed
21

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$609K
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$567K
3
BND icon
Vanguard Total Bond Market
BND
+$438K
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$416K
5
OEF icon
iShares S&P 100 ETF
OEF
+$406K

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.55M
2
CRHM
CRH Medical Corporation
CRHM
+$1.81M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.25M
4
XOM icon
ExxonMobil
XOM
+$797K
5
RITM icon
Rithm Capital
RITM
+$740K

Sector Composition

Rank Sector Weight
1 Technology 8.14%
2 Financials 5.68%
3 Industrials 4.64%
4 Communication Services 4.12%
5 Consumer Discretionary 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQS
101
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$606K 0.24%
39,033
– –
NEA icon
102
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$602K 0.24%
40,150
– –
VBR icon
103
Vanguard Small-Cap Value ETF
VBR
$37.1B
$592K 0.23%
5,626
+26
+0.5% +$2.7K
NVG icon
104
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.73B
$585K 0.23%
35,961
+24,524
+214% +$384K
NZF icon
105
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$583K 0.23%
+36,645
New +$567K
IBB icon
106
iShares Biotechnology ETF
IBB
$9.23B
$582K 0.23%
+6,786
New +$609K
MCD icon
107
McDonald's
MCD
$190B
$581K 0.23%
4,828
-307
-6% -$38.4K
MUI
108
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$552K 0.22%
36,200
– –
UNP icon
109
Union Pacific
UNP
$179B
$549K 0.22%
6,297
-48
-0.8% -$4.06K
IXJ icon
110
iShares Global Healthcare ETF
IXJ
$4.08B
$541K 0.21%
10,712
-252
-2% -$12.6K
VGR
111
DELISTED
Vector Group Ltd.
VGR
$539K 0.21%
41,237
+7,273
+21% +$91.5K
VIG icon
112
Vanguard Dividend Appreciation ETF
VIG
$111B
$535K 0.21%
6,431
+385
+6% +$31.4K
EFX icon
113
Equifax
EFX
$21.1B
$514K 0.2%
4,000
– –
GOOG icon
114
Alphabet (Google) Class C
GOOG
$4.22T
$514K 0.2%
14,860
-2,220
-13% -$79.7K
FAM
115
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$497K 0.2%
43,416
-1,007
-2% -$11.1K
SBS icon
116
Sabesp
SBS
$20.2B
$493K 0.19%
283,789
-650
-0.2% -$948
CLX icon
117
Clorox
CLX
$11.6B
$490K 0.19%
3,540
-161
-4% -$20.9K
MRK icon
118
Merck
MRK
$315B
$485K 0.19%
8,817
+549
+7% +$29.2K
PARA
119
DELISTED
Paramount Global Class B
PARA
$470K 0.18%
8,626
-57
-0.7% -$3.1K
EMC
120
DELISTED
EMC CORPORATION
EMC
$455K 0.18%
16,757
-208
-1% -$5.62K
HD icon
121
Home Depot
HD
$338B
$454K 0.18%
3,552
+107
+3% +$14.1K
JCI icon
122
Johnson Controls International
JCI
$85.7B
$452K 0.18%
9,758
– –
AMGN icon
123
Amgen
AMGN
$198B
$447K 0.18%
2,936
-590
-17% -$91.7K
SLB icon
124
SLB Ltd
SLB
$70.3B
$443K 0.17%
5,597
-183
-3% -$14K
ETN icon
125
Eaton
ETN
$155B
$439K 0.17%
7,349
-146
-2% -$8.97K
3 4
5
6 7

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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DF
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NWAM LLC's Q2 2016 Portfolio in Review

As of Q2 2016, NWAM LLC held 273 positions worth $255M, up 0.85% from $252M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $7.72M in Q2 2016, closing 21 positions and reducing 121 holdings. Its most notable exit was CRH Medical Corporation, an estimated $1.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in iShares Biotechnology ETF worth $582K.

  • NWAM LLC's largest Q2 2016 buy was iShares Biotechnology ETF: 6,786 shares worth $582K.
  • NWAM LLC added most to Vanguard Total Bond Market in Q2 2016, an estimated $438K increase.
  • NWAM LLC's biggest Q2 2016 reduction was Berkshire Hathaway Class B, cutting an estimated $2.55M.
  • NWAM LLC fully exited CRH Medical Corporation in Q2 2016, selling an estimated $1.81M.
  • NWAM LLC's ten largest holdings make up 27% of its $255M portfolio in Q2 2016.
  • NWAM LLC opened 20 new positions and closed 21 in Q2 2016.
  • NWAM LLC's portfolio value rose 0.85% quarter-over-quarter to $255M.

Based on NWAM LLC's 13F filing for Q2 2016, filed 5 Aug 2016.