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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$252M
AUM Growth
+$7.28M
Cap. Flow
-$8.96M
Cap. Flow %
-3.55%
Top 10 Hldgs %
27.77%
Holding
282
New
23
Increased
80
Reduced
122
Closed
29

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$1.09M
2
VUG icon
Vanguard Growth ETF
VUG
+$1.05M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$836K
4
BA icon
Boeing
BA
+$827K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$746K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$11.6M
2
PG icon
Procter & Gamble
PG
+$1.3M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$754K
4
GE icon
GE Aerospace
GE
+$715K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$642K

Sector Composition

Rank Sector Weight
1 Technology 8.83%
2 Financials 5.89%
3 Industrials 4.74%
4 Communication Services 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
101
Qualcomm
QCOM
$181B
$597K 0.24%
11,665
-256
-2% -$12.5K
RDS.A
102
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$593K 0.24%
12,247
+50
+0.4% +$2.24K
NQS
103
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$572K 0.23%
39,033
+10,100
+35% +$145K
NEA icon
104
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$571K 0.23%
40,150
+8,900
+28% +$124K
VBR icon
105
Vanguard Small-Cap Value ETF
VBR
$37.1B
$571K 0.23%
5,600
+1,431
+34% +$135K
IYE icon
106
iShares US Energy ETF
IYE
$1.7B
$562K 0.22%
16,164
-27
-0.2% -$880
F icon
107
Ford
F
$56.7B
$548K 0.22%
40,626
+9,101
+29% +$115K
NMO
108
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$543K 0.22%
38,200
+8,900
+30% +$125K
MUI
109
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$531K 0.21%
36,200
-6,000
-14% -$87.2K
AMGN icon
110
Amgen
AMGN
$198B
$529K 0.21%
3,526
-60
-2% -$8.91K
IXJ icon
111
iShares Global Healthcare ETF
IXJ
$4.08B
$528K 0.21%
10,964
+152
+1% +$7.25K
UNP icon
112
Union Pacific
UNP
$179B
$505K 0.2%
6,345
-365
-5% -$28.2K
VIG icon
113
Vanguard Dividend Appreciation ETF
VIG
$111B
$491K 0.19%
6,046
+569
+10% +$43.6K
FAM
114
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$487K 0.19%
44,423
– –
PARA
115
DELISTED
Paramount Global Class B
PARA
$478K 0.19%
8,683
-1,974
-19% -$96.1K
IJS icon
116
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$472K 0.19%
8,334
-70
-0.8% -$3.63K
ETN icon
117
Eaton
ETN
$155B
$469K 0.19%
7,495
-769
-9% -$42.5K
CLX icon
118
Clorox
CLX
$11.6B
$467K 0.19%
3,701
-369
-9% -$46.9K
HD icon
119
Home Depot
HD
$338B
$460K 0.18%
3,445
+525
+18% +$65.4K
EFX icon
120
Equifax
EFX
$21.1B
$457K 0.18%
4,000
– –
DIS icon
121
Walt Disney
DIS
$170B
$453K 0.18%
4,558
+602
+15% +$58.1K
VGR
122
DELISTED
Vector Group Ltd.
VGR
$453K 0.18%
+33,964
New +$452K
NMA
123
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$453K 0.18%
+31,550
New +$445K
KMI icon
124
Kinder Morgan
KMI
$71.9B
$452K 0.18%
25,287
+3,812
+18% +$62.4K
EMC
125
DELISTED
EMC CORPORATION
EMC
$452K 0.18%
16,965
-476
-3% -$12.1K
3 4
5
6 7

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PAIM
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RIA
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SFI
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NWAM LLC's Q1 2016 Portfolio in Review

As of Q1 2016, NWAM LLC held 282 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC withdrew a net $8.96M in Q1 2016, closing 29 positions and reducing 122 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $754K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Credit Strategies Income Fund worth $874K.

  • NWAM LLC's largest Q1 2016 buy was Nuveen Credit Strategies Income Fund: 110,505 shares worth $874K.
  • NWAM LLC added most to Vanguard Value ETF in Q1 2016, an estimated $1.09M increase.
  • NWAM LLC's biggest Q1 2016 reduction was Alibaba, cutting an estimated $11.6M.
  • NWAM LLC fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $754K.
  • NWAM LLC's ten largest holdings make up 28% of its $252M portfolio in Q1 2016.
  • NWAM LLC opened 23 new positions and closed 29 in Q1 2016.
  • NWAM LLC's portfolio value rose 3% quarter-over-quarter to $252M.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.