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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$245M
AUM Growth
+$125M
Cap. Flow
+$132M
Cap. Flow %
54.03%
Top 10 Hldgs %
27.24%
Holding
269
New
125
Increased
68
Reduced
62
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$13.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.95M
3
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.3M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M
5
BND icon
Vanguard Total Bond Market
BND
+$4.66M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$797K
2
DAL icon
Delta Air Lines
DAL
+$402K
3
UNH icon
UnitedHealth
UNH
+$389K
4
MSFT icon
Microsoft
MSFT
+$324K
5
CVX icon
Chevron
CVX
+$236K

Sector Composition

Rank Sector Weight
1 Technology 9.33%
2 Financials 6.1%
3 Industrials 5.42%
4 Consumer Discretionary 4.36%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOL
101
DELISTED
VanEck Vectors Coal ETF
KOL
$561K 0.23%
8,977
+2,277
+34% +$177K
RDS.A
102
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$559K 0.23%
12,197
+197
+2% +$9.89K
IXJ icon
103
iShares Global Healthcare ETF
IXJ
$4.08B
$555K 0.23%
+10,812
New +$556K
IYE icon
104
iShares US Energy ETF
IYE
$1.7B
$548K 0.22%
+16,191
New +$598K
ANIP icon
105
ANI Pharmaceuticals
ANIP
$1.8B
$535K 0.22%
+11,859
New +$510K
UNP icon
106
Union Pacific
UNP
$179B
$525K 0.21%
6,710
+710
+12% +$60.9K
CLX icon
107
Clorox
CLX
$11.6B
$516K 0.21%
4,070
+70
+2% +$8.69K
MUI
108
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$513K 0.21%
+42,200
New +$588K
PARA
109
DELISTED
Paramount Global Class B
PARA
$502K 0.2%
10,657
+1,657
+18% +$77.8K
NRK icon
110
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$925M
$500K 0.2%
+38,117
New +$486K
MRK icon
111
Merck
MRK
$315B
$497K 0.2%
+9,857
New +$497K
KG
112
Kestrel Group
KG
$72M
$495K 0.2%
1,660
-340
-17% -$103K
COP icon
113
ConocoPhillips
COP
$140B
$482K 0.2%
10,328
-672
-6% -$35.1K
DSL
114
DoubleLine Income Solutions Fund
DSL
$1.22B
$479K 0.2%
+29,550
New +$505K
MO icon
115
Altria Group
MO
$124B
$469K 0.19%
8,300
+300
+4% +$17.4K
IJS icon
116
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$454K 0.19%
+8,404
New +$466K
DD
117
DELISTED
Du Pont De Nemours E I
DD
$454K 0.19%
6,823
-177
-3% -$11.2K
FAM
118
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$450K 0.18%
+44,423
New +$449K
EMC
119
DELISTED
EMC CORPORATION
EMC
$448K 0.18%
17,441
-2,559
-13% -$66.4K
EFX icon
120
Equifax
EFX
$21.1B
$445K 0.18%
4,000
– –
JWN
121
DELISTED
Nordstrom
JWN
$445K 0.18%
8,935
+935
+12% +$56.7K
F icon
122
Ford
F
$56.7B
$444K 0.18%
31,525
-1,475
-4% -$21.4K
MFA
123
MFA Financial
MFA
$960M
$442K 0.18%
16,756
+6
+0% +$166
O icon
124
Realty Income
O
$61.3B
$441K 0.18%
+8,818
New +$421K
SCHV
125
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$440K 0.18%
+31,128
New +$442K
3 4
5
6 7

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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DF
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NWAM LLC's Q4 2015 Portfolio in Review

As of Q4 2015, NWAM LLC held 269 positions worth $245M, up 103% from $121M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $132M of net new capital in Q4 2015, opening 125 new positions and adding to 68 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $797K trimmed.

  • NWAM LLC's largest Q4 2015 buy was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.
  • NWAM LLC added most to Alibaba in Q4 2015, an estimated $13.2M increase.
  • NWAM LLC's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $797K.
  • NWAM LLC fully exited Delta Air Lines in Q4 2015, selling an estimated $402K.
  • NWAM LLC's ten largest holdings make up 27% of its $245M portfolio in Q4 2015.
  • NWAM LLC opened 125 new positions and closed 10 in Q4 2015.
  • NWAM LLC's portfolio value rose 103% quarter-over-quarter to $245M.

Based on NWAM LLC's 13F filing for Q4 2015, filed 12 Feb 2016.