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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$281M
AUM Growth
-$40.6M
Cap. Flow
-$30.8M
Cap. Flow %
-10.95%
Top 10 Hldgs %
24.08%
Holding
324
New
24
Increased
147
Reduced
106
Closed
28

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.72M
2
BBLU
BLUE EARTH, INC. COMMON STOCK
BBLU
+$1.85M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.77M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M
5
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.18M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$5.31M
2
BAC icon
Bank of America
BAC
+$3.26M
3
INTC icon
Intel
INTC
+$2.82M
4
O icon
Realty Income
O
+$2.36M
5
APU
AmeriGas Partners, L.P.
APU
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 8.17%
2 Financials 6.7%
3 Energy 5.79%
4 Industrials 5.51%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
101
T-Mobile US
TMUS
$208B
$733K 0.26%
25,378
+3,586
+16% +$110K
CHK
102
DELISTED
Chesapeake Energy Corporation
CHK
$706K 0.25%
153
+33
+28% +$174K
GASS icon
103
StealthGas
GASS
$317M
$705K 0.25%
77,425
+6,775
+10% +$68.7K
ANH
104
DELISTED
Anworth Mortgage Asset Corporation
ANH
$698K 0.25%
145,700
-2,000
-1% -$10.2K
TIP icon
105
iShares TIPS Bond ETF
TIP
$14.5B
$684K 0.24%
6,107
+193
+3% +$22.1K
KRFT
106
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$674K 0.24%
11,951
+251
+2% +$14.5K
GILD icon
107
Gilead Sciences
GILD
$167B
$662K 0.24%
6,223
-152
-2% -$14.9K
CSCO icon
108
Cisco
CSCO
$441B
$640K 0.23%
25,408
-64,418
-72% -$1.62M
MQT
109
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$625K 0.22%
48,892
+23,200
+90% +$296K
IVW icon
110
iShares S&P 500 Growth ETF
IVW
$73.1B
$622K 0.22%
23,280
-296
-1% -$7.89K
MMM icon
111
3M
MMM
$83.4B
$619K 0.22%
5,224
+88
+2% +$10.6K
MON
112
DELISTED
Monsanto Co
MON
$603K 0.21%
5,359
+485
+10% +$56.7K
SCZ icon
113
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.9B
$599K 0.21%
12,350
+451
+4% +$23K
BOH icon
114
Bank of Hawaii
BOH
$3.4B
$593K 0.21%
10,440
+334
+3% +$19.3K
ABT icon
115
Abbott
ABT
$175B
$589K 0.21%
14,174
+391
+3% +$16.5K
VCSH icon
116
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$578K 0.21%
7,237
+42
+0.6% +$3.37K
VGSH icon
117
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$575K 0.2%
9,442
-772
-8% -$47K
T icon
118
AT&T
T
$152B
$566K 0.2%
55,669
-45,483
-45% -$1.21M
VEA icon
119
Vanguard FTSE Developed Markets ETF
VEA
$226B
$561K 0.2%
14,108
+573
+4% +$23.8K
TGS icon
120
Transportadora de Gas del Sur
TGS
$4.48B
$559K 0.2%
+174,762
New +$506K
GEL icon
121
Genesis Energy
GEL
$1.79B
$545K 0.19%
10,347
+120
+1% +$6.51K
GLD icon
122
SPDR Gold Trust
GLD
$130B
$533K 0.19%
4,583
+120
+3% +$14.8K
MSD
123
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$532K 0.19%
54,820
– –
SO icon
124
Southern Company
SO
$107B
$532K 0.19%
12,182
+4,822
+66% +$212K
DD
125
DELISTED
Du Pont De Nemours E I
DD
$532K 0.19%
7,812
-4,759
-38% -$300K
3 4
5
6 7

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NWAM LLC's Q3 2014 Portfolio in Review

As of Q3 2014, NWAM LLC held 324 positions worth $281M, down 13% from $321M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $30.8M in Q3 2014, closing 28 positions and reducing 106 holdings. Its most notable exit was AMERN STRATEGIC INCM PORTF II, an estimated $1.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 9.8% a quarter earlier, followed by Financials and Energy.

Against the trend, NWAM LLC opened a new position in BLUE EARTH, INC. COMMON STOCK worth $2.17M.

  • NWAM LLC's largest Q3 2014 buy was BLUE EARTH, INC. COMMON STOCK: 576,119 shares worth $2.17M.
  • NWAM LLC added most to Starbucks in Q3 2014, an estimated $4.72M increase.
  • NWAM LLC's biggest Q3 2014 reduction was Microsoft, cutting an estimated $5.31M.
  • NWAM LLC fully exited AMERN STRATEGIC INCM PORTF II in Q3 2014, selling an estimated $1.22M.
  • NWAM LLC's ten largest holdings make up 24% of its $281M portfolio in Q3 2014.
  • NWAM LLC opened 24 new positions and closed 28 in Q3 2014.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $281M.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.