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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$206M
AUM Growth
+$8.06M
Cap. Flow
-$14.2M
Cap. Flow %
-6.9%
Top 10 Hldgs %
23.6%
Holding
224
New
16
Increased
76
Reduced
112
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.27M
2
VTV icon
Vanguard Value ETF
VTV
+$1.15M
3
S
Sprint Corporation
S
+$1.02M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$953K
5
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$685K

Top Sells

Rank Stock Value
1
EPC icon
Edgewell Personal Care
EPC
+$13.7M
2
SBUX icon
Starbucks
SBUX
+$1.33M
3
AAPL icon
Apple
AAPL
+$1.15M
4
FON
SPRINT CORP FON COM
FON
+$965K
5
VB icon
Vanguard Small-Cap ETF
VB
+$657K

Sector Composition

Rank Sector Weight
1 Technology 11.88%
2 Financials 10.12%
3 Industrials 6.79%
4 Consumer Discretionary 5.92%
5 Healthcare 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLF icon
101
Cleveland-Cliffs
CLF
$5.29B
$453K 0.22%
65,139
+25,553
+65% +$526K
CMCSA icon
102
Comcast
CMCSA
$85B
$446K 0.22%
19,764
-1,540
-7% -$33.5K
IWP icon
103
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$443K 0.22%
11,336
-1,020
-8% -$38.9K
BMO icon
104
Bank of Montreal
BMO
$127B
$439K 0.21%
6,565
-994
-13% -$62.3K
ELD icon
105
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
$418K 0.2%
+8,872
New +$419K
SNY icon
106
Sanofi
SNY
$107B
$409K 0.2%
8,086
+138
+2% +$7.02K
LO
107
DELISTED
LORILLARD INC COM STK
LO
$406K 0.2%
9,058
-228
-2% -$10K
MMM icon
108
3M
MMM
$83.4B
$404K 0.2%
4,051
-373
-8% -$36.3K
IYM icon
109
iShares US Basic Materials ETF
IYM
$1.18B
$399K 0.19%
5,392
-267
-5% -$19.2K
PCL
110
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$399K 0.19%
8,522
-28
-0.3% -$1.31K
WY icon
111
Weyerhaeuser
WY
$17.7B
$375K 0.18%
13,114
-65
-0.5% -$1.84K
CVC
112
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$367K 0.18%
21,815
-26
-0.1% -$477
HON icon
113
Honeywell
HON
$71.3B
$366K 0.18%
4,911
-229
-4% -$17K
IWN icon
114
iShares Russell 2000 Value ETF
IWN
$14.4B
$361K 0.18%
3,388
-817
-19% -$73.7K
VIG icon
115
Vanguard Dividend Appreciation ETF
VIG
$111B
$360K 0.17%
5,169
-8,148
-61% -$564K
AMGN icon
116
Amgen
AMGN
$198B
$355K 0.17%
3,176
-427
-12% -$46.3K
JNK icon
117
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$354K 0.17%
+2,963
New +$354K
ICF icon
118
iShares Select U.S. REIT ETF
ICF
$2.11B
$349K 0.17%
9,074
+422
+5% +$16.7K
PSX icon
119
Phillips 66
PSX
$82.9B
$348K 0.17%
6,026
+111
+2% +$6.43K
VBR icon
120
Vanguard Small-Cap Value ETF
VBR
$37.1B
$346K 0.17%
+3,832
New +$339K
NKG
121
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$341K 0.17%
+34,120
New +$408K
PTY icon
122
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$339K 0.16%
18,771
+1,440
+8% +$25.6K
CLX icon
123
Clorox
CLX
$11.6B
$327K 0.16%
3,996
+292
+8% +$24.7K
SRE icon
124
Sempra
SRE
$60.3B
$314K 0.15%
7,336
-346
-5% -$14.7K
TXN icon
125
Texas Instruments
TXN
$258B
$303K 0.15%
7,523
-1,174
-13% -$45.6K
3 4
5
6 7

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NWAM LLC's Q3 2013 Portfolio in Review

As of Q3 2013, NWAM LLC held 224 positions worth $206M, up 4.1% from $198M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $14.2M in Q3 2013, closing 17 positions and reducing 112 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $965K position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Sprint Corporation worth $965K.

  • NWAM LLC's largest Q3 2013 buy was Sprint Corporation: 155,159 shares worth $965K.
  • NWAM LLC added most to Microsoft in Q3 2013, an estimated $1.27M increase.
  • NWAM LLC's biggest Q3 2013 reduction was Edgewell Personal Care, cutting an estimated $13.7M.
  • NWAM LLC fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $965K.
  • NWAM LLC's ten largest holdings make up 24% of its $206M portfolio in Q3 2013.
  • NWAM LLC opened 16 new positions and closed 17 in Q3 2013.
  • NWAM LLC's portfolio value rose 4.1% quarter-over-quarter to $206M.

Based on NWAM LLC's 13F filing for Q3 2013, filed 9 Sep 2016.