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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CG icon
76
Carlyle Group
CG
$16.4B
$3.95M 0.32%
97,090
-21,620
-18% -$712K
COMT icon
77
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.17B
$3.79M 0.3%
151,181
-28,965
-16% -$794K
ORCL icon
78
Oracle
ORCL
$359B
$3.77M 0.3%
35,799
+17,299
+94% +$1.89M
NOW icon
79
ServiceNow
NOW
$104B
$3.77M 0.3%
26,685
-6,410
-19% -$808K
IXUS icon
80
iShares Core MSCI Total International Stock ETF
IXUS
$57.6B
$3.77M 0.3%
57,991
+5,480
+10% +$335K
CVX icon
81
Chevron
CVX
$373B
$3.69M 0.3%
24,758
+2,067
+9% +$313K
XLY icon
82
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$3.68M 0.3%
41,124
+4,196
+11% +$348K
SCHD icon
83
Schwab US Dividend Equity ETF
SCHD
$100B
$3.65M 0.29%
143,928
+86,706
+152% +$2.07M
QCOM icon
84
Qualcomm
QCOM
$182B
$3.59M 0.29%
24,836
+3,490
+16% +$432K
IMCG icon
85
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.91B
$3.57M 0.29%
55,424
+22,549
+69% +$1.32M
JPM icon
86
JPMorgan Chase
JPM
$912B
$3.53M 0.28%
20,773
-31
-0.1% -$4.7K
IWR icon
87
iShares Russell Mid-Cap ETF
IWR
$56.9B
$3.48M 0.28%
44,742
+978
+2% +$69.5K
ISRG icon
88
Intuitive Surgical
ISRG
$125B
$3.36M 0.27%
9,970
-441
-4% -$131K
IVW icon
89
iShares S&P 500 Growth ETF
IVW
$74.2B
$3.36M 0.27%
44,774
+831
+2% +$59.2K
UBER icon
90
Uber
UBER
$148B
$3.22M 0.26%
52,284
-12,391
-19% -$648K
AEM icon
91
Agnico Eagle Mines
AEM
$68.8B
$3.2M 0.26%
58,259
-8,426
-13% -$421K
SMH icon
92
VanEck Semiconductor ETF
SMH
$68.7B
$3.16M 0.25%
18,093
-180
-1% -$28.2K
XLF icon
93
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
$3.1M 0.25%
82,506
+8,680
+12% +$300K
EMB icon
94
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.96M 0.24%
33,191
+30,418
+1,097% +$2.56M
XLE icon
95
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
$2.93M 0.24%
69,866
-33,806
-33% -$1.45M
IEFA icon
96
iShares Core MSCI EAFE ETF
IEFA
$186B
$2.92M 0.23%
41,560
-272,619
-87% -$18M
EFA icon
97
iShares MSCI EAFE ETF
EFA
$76.4B
$2.91M 0.23%
38,607
+25,827
+202% +$1.83M
DVY icon
98
iShares Select Dividend ETF
DVY
$23.8B
$2.84M 0.23%
24,212
+14,310
+145% +$1.57M
V icon
99
Visa
V
$680B
$2.83M 0.23%
10,883
+234
+2% +$57.7K
USMV icon
100
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$2.71M 0.22%
34,781
-2,570
-7% -$192K
2 3
4
5 6

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.